Facts of the Case
- The
petitioner, K. Janakiraman, is an 81-year-old individual who was suffering
from cancer and various advanced age-related ailments during the period
under dispute.
- The
Revenue department issued a Show Cause Notice (SCN) to the petitioner on
April 24, 2021, which happened to be during the peak disruptive phases of
the COVID-19 pandemic.
- Due
to severe health complications and the pandemic constraints, the
petitioner failed to respond to the SCN or attend the personal hearings
provided by the department.
- Consequently,
the Adjudicating Authority passed an ex-parte Order-in-Original
(No. 16/2024-R) on August 24, 2022, determining the turnover and
quantifying the short-paid service tax, along with interest and penalties.
- The
petitioner claimed total ignorance of the assessment order until the
department forcefully initiated recovery proceedings and attached/realized
funds directly from his bank account at Indian Overseas Bank.
- Upon
discovering the recovery, the petitioner obtained a copy of the
Order-in-Original and immediately filed an appeal before the Commissioner
of GST and Central Excise (Appeals).
- The
Appellate Authority, via Order-in-Appeal No. 46/2025-TRY-ST-APP dated
March 31, 2025, mechanically rejected the appeal on the sole ground that
it was strictly barred by limitation, without entering into the merits of
the case.
- Aggrieved
by both the recovery of the tax/penalty and the dismissal of the appeal,
the petitioner filed two interconnected writ petitions [W.P.(MD) Nos. 3360
and 22328 of 2025] before the Madurai Bench of the Madras High Court.
Issues Involved
- Whether
the Appellate Authority was justified in dismissing the appeal purely as
time-barred under statutory limitation constraints without considering the
date of actual knowledge of the order, especially given the petitioner's
severe medical incapacity (cancer) and the COVID-19 pandemic backdrop.
- Whether
the ex-parte Order-in-Original and subsequent coercive bank
recovery violated the principles of natural justice, given the
petitioner's inability to represent his case due to factors beyond his
control.
- Whether
the petitioner is entitled to an immediate refund or reimbursement of the
tax, interest, and penalty amounts already recovered by the Revenue
department during the dependency of the dispute.
Petitioner’s Arguments
- The
petitioner’s counsel argued that the initial SCN was issued in April 2021
amidst the COVID-19 pandemic, a time of widespread domestic and health
disruptions.
- It
was strongly emphasized that the petitioner was an octogenarian (81 years
old) battling debilitating cancer and age-related complications, making it
humanly impossible for him to track notices or respond effectively.
- The
petitioner maintained that he had no legal or actual knowledge of the ex-parte
order until his bank account was attached and funds were forcefully
recovered by the department.
- The
counsel contended that the statutory limitation period for filing an
appeal must logically commence from the date the taxpayer acquires actual
knowledge of the order, rather than the date of its technical issuance.
- It
was further urged that since the foundational demand under the assessment
order was heavily contested and fundamentally flawed, the entire amount
coercively recovered by the department should be refunded immediately.
Respondent’s Arguments
- The
Senior Standing Counsel appearing for the Revenue strongly opposed the
writ petitions, relying on the detailed counter-affidavits filed by the
department.
- The
Revenue argued that the Show Cause Notice had been fully and legally
served upon the petitioner in accordance with standard procedure.
- It
was contended that despite providing multiple opportunities for a personal
hearing, the petitioner voluntarily chose not to submit any reply or
appear before the Adjudicating Authority.
- The
department highlighted that the burden of proof strictly lay on the
taxpayer to substantiate his business turnover and dispute the quantified
short-paid service tax.
- The
Revenue stressed that the petitioner allowed the assessment order to
attain finality and only rushed to the appellate forum as an afterthought
once the statutory recovery proceedings were successfully executed.
- Consequently,
the department asserted that the Appellate Authority acted fully within
its legal bounds to reject the appeal as time-barred, and since the
assessment order had reached finality, the question of granting any refund
was completely untenable.
Court Order / Findings
- The
Single Judge Bench of the Madras High Court, presided over by Hon'ble
Justice D. Bharatha Chakravarthy, acknowledged that the Order-in-Original
was undeniably passed ex-parte.
- The
Court noted that it could not ignore the critical reality that the SCN was
issued during the globally disruptive COVID-19 pandemic period.
- Taking
a deeply humane and balanced approach, the Court gave due weight to the
advanced age of the petitioner (81 years) and his severe medical battle
against cancer during the period the proceedings took place.
- The
High Court observed that while the initial failure to respond could
technically be attributed to the petitioner, the peculiar, compassionate,
and mitigating circumstances of this case demanded that he be given one
final opportunity to defend himself on merits—especially since the
department had already secured the entire tax, interest, and penalty
amounts through recovery.
- Concurrently,
the Court ruled against the immediate refund of the recovered amounts,
clarifying that the petitioner’s legal entitlement to a refund or
adjustment would strictly depend on the final outcome of the fresh
adjudication.
- Final
Directions of the Court:
- The
ex-parte Order-in-Original dated August 24, 2022, and the
Order-in-Appeal dated March 31, 2025, were formally set aside, and the
matter was remanded back to the Assistant Commissioner for fresh
adjudication.
- The
petitioner was directed to submit a comprehensive reply to the SCN along
with all supporting documentary evidence within three weeks from
receiving the web copy of the order.
- The
Adjudicating Authority was directed to provide a fair opportunity for a
personal hearing and pass a fresh speaking order purely on the merits of
the case.
- The
question of whether the recovered tax amount should be refunded,
adjusted, or reimbursed will be decided by the competent authority based
strictly on the outcome of this fresh adjudication.
- No
costs were imposed, and all connected miscellaneous petitions were
ordered closed.
Important Clarification
- Adjudication
Prior to Refund: A critical principle reiterated by the High
Court is that even if an ex-parte assessment order is set aside due
to violations of natural justice or severe personal hardships, the
taxpayer cannot demand an immediate refund of taxes already recovered if
the matter is remanded. The revenue remains secured with the department as
a deposit, and its ultimate release or retention is entirely contingent
upon the taxpayer succeeding on merits during the fresh, post-remand
adjudication process.
Sections Involved
- Article
226 of the Constitution of India: Invoked by the petitioner
to seek a Writ of Certiorarified Mandamus against the arbitrary recovery
and the dismissal of the appeal on limitation grounds.
- Service Tax Provisions (Finance Act, 1994) / Relevant GST & Central Excise Appellate Regulations: Pertaining to the determination of turnover, short-paid service tax, and the statutory limitation periods prescribed for filing appeals before the Commissioner (Appeals).
Link to download the order - https://mytaxexpert.co.in/uploads/1783058163_307compressed.pdf
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