Facts of the Case
The petitioner, M/s Jai Shakti Engineering and
Construction, a partnership firm, challenged an adjudication order passed for
the tax period 2018-19 under Section 73(9) read with Section 50 of the
Karnataka Goods and Services Tax Act, 2017, the relevant Rules, and the
corresponding provisions of the Central Goods and Services Tax Act, 2017.
The petitioner invoked the writ jurisdiction of the
Karnataka High Court primarily on the ground that it had not been afforded a
reasonable and effective opportunity to respond to the proceedings. The
petitioner also sought quashing of the consequential recovery notice in Form
GST DRC-13 dated 5 March 2026 issued to its banker.
The dispute arose from the sequence of communications
and notices preceding adjudication. According to the petitioner, the first
respondent sent an email on 25 January 2024 indicating that there were errors
in Form GST DRC-01A and that a fresh notice would be issued. However, no fresh
or corrected DRC-01A was subsequently issued. Instead, a show cause notice in
Form GST DRC-01 was issued on 31 January 2024. The physical notice sent by
Registered Post with Acknowledgment Due to the registered address was returned
unserved with the remark that there was “no such person at the address.”
Thereafter, the adjudication order dated 18 April
2024 was passed. The petitioner challenged the order alleging lack of
reasonable opportunity and sought restoration of the proceedings for fresh
consideration.
Issues
Involved
- Whether the adjudication order under Section 73(9) read with
Section 50 could be sustained when the petitioner had been informed that a
fresh notice would be issued due to errors in DRC-01A, but no fresh or
corrected DRC-01A was subsequently issued.
- Whether availability of the DRC-01 show cause notice on the common
GST Portal and service on the registered email ID was sufficient in the
facts of the case, despite the physical notice having been returned
unserved.
- Whether the petitioner’s explanation that it expected a fresh
DRC-01A and therefore its consultant did not pay attention to the GST
Portal or registered email merited acceptance.
- Whether the circumstances disclosed a lack of reasonable
opportunity warranting interference by the High Court in exercise of
jurisdiction under Articles 226 and 227 of the Constitution of India.
- Whether the adjudication proceedings should be restored for
reconsideration by permitting the petitioner to submit its response to the
DRC-01 notice dated 31 January 2024.
Petitioner’s
Arguments
The petitioner contended that there was a clear
lack of reasonable opportunity in the adjudication process. It relied upon the
following circumstances:
- The first respondent sent an email dated 25 January 2024
acknowledging errors in DRC-01A and indicating that a fresh notice would
be issued.
- Despite such communication, no fresh DRC-01A was issued.
- A DRC-01 show cause notice was issued shortly thereafter on 31
January 2024.
- The physical copy sent through RPAD to the registered address was
returned unserved.
- Since the petitioner had been specifically informed that a fresh
notice would be issued, it legitimately expected a fresh DRC-01A.
- Consequently, its consultant did not pay attention to the common
GST Portal or registered email communication.
- The adjudication order was therefore passed without an adequate and
effective opportunity to file a detailed response and supporting evidence
for FY 2018-19.
On this basis, the petitioner sought quashing of
the adjudication order and restoration of the matter for fresh consideration
from the appropriate stage.
Respondent’s
Arguments
The learned High Court Government Pleader appearing
for the first respondent opposed interference and submitted that:
- DRC-01A had already been issued.
- Issuance of a corrected DRC-01A was not a legal requirement.
- The petitioner could not dispute that the show cause notice had
been made available on the common GST Portal.
- The show cause notice had also been served on the petitioner’s
registered email ID.
- Therefore, the Court should not interfere merely because a fresh or
corrected DRC-01A had not been issued or because the physical notice was
returned unserved.
The respondent thus maintained that the electronic
availability and service of the show cause notice were sufficient to sustain
the proceedings.
Court Order
/ Findings
The Karnataka High Court found that there could be
no dispute that the petitioner was informed on 25 January 2024 that “a fresh
notice” would be issued. Within approximately one week, a show cause notice in
DRC-01 was issued, but the petitioner was not informed about correction of the
error in the earlier DRC-01A or otherwise placed on clear notice regarding the
changed course.
The Court also noted that the physical copy of the
notice had been returned unserved.
In these circumstances, the Court accepted the
petitioner’s case that it expected a fresh DRC-01A and that, for this reason,
its consultant did not pay attention to the GST Portal or email communication.
The Court held that there was a lack of opportunity and that, for
complete adjudication, the petitioner must be afforded a reasonable opportunity
to file a response.
Accordingly, the writ petition was allowed in
part, and the Court ordered:
- The adjudication order dated 18 April 2024 was quashed.
- The proceedings were restored for reconsideration.
- The petitioner was granted liberty to file its response, if any, to
the DRC-01 notice dated 31 January 2024 both online and by physical copy.
- Such response was required to be filed within one month from 2
June 2026, without awaiting a certified copy of the High Court’s
order.
- The petitioner was expressly barred from raising grounds of
limitation.
- All other questions were kept open for consideration.
Important
Clarification
This judgment does not lay down that a
corrected DRC-01A must invariably be issued in every GST proceeding whenever an
earlier DRC-01A contains an error. The respondent specifically argued that a
corrected DRC-01A was not legally required, and the Court’s interference was
based on the particular factual sequence affecting reasonable opportunity.
The decisive circumstances were that the tax
authority had informed the petitioner on 25 January 2024 that “a fresh
notice” would be issued; thereafter, a DRC-01 show cause notice was issued
on 31 January 2024 without adequately addressing the petitioner’s expectation
arising from the earlier communication; and the physical copy of the notice was
returned unserved. On these combined facts, the Court accepted the explanation
that the petitioner expected a fresh DRC-01A and therefore failed to attend to
the Portal or email communication.
The judgment is therefore significant on the
principle of effective and reasonable opportunity in GST adjudication,
particularly where the authority’s own prior communication creates a legitimate
procedural expectation and the subsequent course may cause genuine confusion.
The Court restored the proceedings rather than deciding the underlying tax
liability on merits. Further, the petitioner was specifically denied liberty to
raise limitation grounds, while all other questions were left open.
Sections
Involved
Section 73(9) of the KGST/CGST framework: Relates to determination of tax, interest and penalty through an
adjudication order in proceedings concerning tax not paid, short paid,
erroneously refunded, or input tax credit wrongly availed or utilised in cases
governed by Section 73.
Section 50 of the KGST/CGST framework: Relates to interest on delayed payment of tax and connected statutory
liability.
Articles 226 and 227 of the Constitution of India: Constitutional provisions under which the petitioner invoked the writ
and supervisory jurisdiction of the High Court.
Relevant GST Rules and Forms: Form GST DRC-01A, Form GST DRC-01 and consequential recovery proceedings
through Form GST DRC-13 were materially connected with the controversy.
Link to download the order -
https://www.mytaxexpert.co.in/uploads/1783067155_420compressed.pdf
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