Facts of the Case
A batch of six writ petitions was instituted by M/s. Hindustan
Aeronautics Limited (“HAL”) concerning distinct but connected disputes under
the Central Sales Tax Act, 1956 and the applicable VAT/commercial tax regime.
The petitions covered assessment years and proceedings involving penal
interest, taxability of defence-related transactions, branch or stock
transfers, mandatory filing of Form F, and dispatch of defence production
components.
In W.P. No. 12347 of 2010, HAL challenged a demand
dated 30 September 2009 issued in Forms CST 205 and VAT 205. According to the
petition as reproduced in the order, interest of approximately Rs. 4,07,750
and Rs. 13,212 was levied in relation to filing a revised return for March
2009 for assessment year 2008-09. HAL questioned the demand, inter alia, on the
basis that it had been raised without an assessment order and without notice,
referring to Rule 14(14) of the CST (AP) Rules, 1956, framed under Section
13 of the CST Act, 1956.
In W.P. Nos. 7888 and 7889 of 2011, HAL challenged
revisional proceedings dated 17 January 2011 relating to CST assessments for
the years 2003-04 and 2004-05. The disputes concerned levy of Central Sales Tax
on transactions involving the designing and development of prototype Light
Combat Aircraft with funds provisioned by the Aeronautical Development Agency,
described in the pleadings as an instrument of the Ministry of Defence. HAL
asserted that the assignment involved instrumentalities of the Ministry of
Defence in a principal-agent arrangement and that the defence equipment
ultimately belonged to the Union of India.
In W.P. No. 19425 of 2011, HAL challenged an assessment
dated 19 May 2011 for assessment year 2008-09 under the CST Act. The dispute
again concerned levy of CST on transactions relating to designing and
developing prototype Light Combat Aircraft with funds provided by the Aeronautical
Development Agency.
In W.P. No. 30306 of 2014, HAL challenged Section 6A
of the Central Sales Tax Act, 1956, as amended by Act 20 of 2002 with effect
from 13 May 2002, insofar as it related to mandatory filing of Form F
for claiming exemption in respect of stocks transferred to branches or other
places of business in other States. HAL sought either invalidation of the
provision on the constitutional ground pleaded by it or, alternatively, a
reading down of the Form F requirement as directory. It also challenged the
consequential orders relating to assessment year 2010-11.
In W.P. No. 20150 of 2017, HAL challenged proceedings
dated 2 January 2017 for assessment year 2013-14, whereby tax under Section
6A(1) of the CST Act, 1956 was levied on dispatches of defence-production
items, namely avionic electronic component parts, to HAL’s Nasik Division for
fitment or assembly into SU-30 MKI aircraft, stated to be property of
the Ministry of Defence and intended for handover to the Indian Air Force
pursuant to the entrusted job work. These matters and their respective prayers
are set out across the petition summaries in the common order.
Issues Involved
The connected writ petitions raised the following principal
issues:
- Whether
penal interest could lawfully be demanded through Forms CST 205 and VAT
205 in relation to a revised return, particularly where HAL alleged
absence of an assessment order and prior notice.
- Whether
transactions relating to designing and developing prototype Light Combat
Aircraft, undertaken pursuant to arrangements involving the Aeronautical
Development Agency and the Ministry of Defence, could be subjected to
Central Sales Tax.
- Whether
HAL’s pleaded principal-agent and Union-property characterisation of
defence-related transactions affected the legality of CST levy,
particularly in light of Articles 265 and 285 of the Constitution of
India.
- Whether
Section 6A of the CST Act, insofar as it imposed the requirement of
furnishing Form F for stock or branch transfers, was
constitutionally valid in the manner challenged by HAL.
- Alternatively,
whether the requirement of furnishing Form F under Section 6A could be
read down as directory rather than mandatory.
- Whether
dispatches of avionic electronic component parts to another HAL division
for fitment or assembly into defence aircraft constituted taxable
transactions or non-sale/job-work related movements in the factual
circumstances pleaded.
- Whether
the impugned proceedings conflicted with earlier Supreme Court rulings
concerning HAL reported at 55 STC 314 and 55 STC 327, as expressly
invoked in the writ petitions.
- Ultimately,
whether any of these substantive issues required adjudication after HAL
informed the High Court that the disputes had been resolved with the State
and sought withdrawal of all writ petitions.
Petitioner’s Arguments
HAL’s arguments, as reflected in the prayers and pleadings
reproduced in the common order, may be summarised as follows:
HAL contended that the penal-interest demand relating to the
revised return was illegal, arbitrary, without authority of law and without
jurisdiction, particularly because, according to HAL, it had been imposed
without an assessment order and without putting the petitioner on notice.
Reliance was placed upon Rule 14(14) of the CST (AP) Rules, 1956, framed
under Section 13 of the CST Act.
Regarding the defence aircraft transactions, HAL contended
that the designing and development of prototype Light Combat Aircraft was
undertaken with funds provisioned by the Aeronautical Development Agency, an
instrument connected with the Ministry of Defence, pursuant to an assignment
entrusted to HAL, itself described as another instrumentality. HAL’s case was
that the arrangement was in the nature of principal and agent and that the
defence equipment ultimately constituted property of the Union of India.
HAL invoked Articles 265 and 285 of the Constitution of
India and also referred to Article 141, asserting that the impugned
tax proceedings were contrary to binding Supreme Court law involving the same
petitioner, reported at 55 STC 314 and 55 STC 327.
In the Section 6A challenge, HAL argued that the statutory
requirement of mandatory Form F filing for branch or stock transfers was ultra
vires the constitutional entry relied upon in its petition. In the alternative,
HAL requested that Section 6A be read down so that the requirement relating to
Form F would operate as directory.
For assessment year 2013-14, HAL contended that dispatches of
avionic electronic components to its Nasik Division for fitment or assembly
into defence aircraft were movements connected with entrusted job work and
involved property of the Ministry of Defence intended for the Indian Air Force.
On that basis, it challenged the levy under Section 6A(1) of the CST Act
as illegal, arbitrary, without authority of law and without jurisdiction.
Finally, at the hearing of the connected matters, learned
counsel for HAL submitted that, subsequent to filing the writ petitions, the
matters had been resolved between the petitioner and the respondent-State.
Permission was therefore sought to withdraw the writ petitions. Counsel further
referred to a letter dated 8 November 2021 addressed to the Registrar
(Judicial) of the Telangana High Court recording that position.
Respondent’s Arguments
The final common order does not record any detailed
merits-based counter-arguments or substantive legal submissions of the
respondents on the CST/VAT controversies. Therefore, it would be inaccurate
to attribute specific merits arguments to the State beyond what appears in the
judgment.
The order records representation for the respondents through
the concerned law officers, including the Special Government Pleader/Government
Pleader for Commercial Tax, the Advocate General, Government Pleader for
Revenue and, where applicable, the Assistant Solicitor General of India.
Most importantly, the final order records the petitioner’s
submission that the matters had been resolved between HAL and the
respondent-State. In consequence, the Court did not proceed to record or
adjudicate competing merits submissions on Section 6A, Form F, defence
transactions, CST liability or penal interest.
Court Order / Findings
The Telangana High Court passed a common order dated 29
October 2022.
The Court recorded that learned counsel for HAL submitted
that, after institution of the writ petitions, the matters had been resolved
between the petitioner and the respondent-State. HAL accordingly sought
permission to withdraw the writ petitions. The Court also noted the submission
concerning the letter dated 8 November 2021 addressed to the Registrar
(Judicial).
In view of this submission, the High Court:
- granted
permission to withdraw the writ petitions;
- dismissed
all the writ petitions as withdrawn;
- made
no order as to costs; and
- directed
that all pending miscellaneous petitions, if any, stand closed in
light of the final common order.
The operative result shown on the final page is that the writ
petitions were dismissed as withdrawn without costs.
Important Clarification
This order is especially important to describe accurately for
legal publishing and case-law reporting:
The Telangana High Court did not decide the
substantive tax issues on merits.
Accordingly, the common order should not be presented
as a judicial ruling that:
- Section
6A of the CST Act is unconstitutional;
- the
Form F requirement is merely directory;
- defence
aircraft or avionics transactions are exempt from CST;
- HAL’s
principal-agent contention was judicially accepted;
- Articles
265 or 285 barred the impugned levy;
- the
penal-interest demand was quashed on merits; or
- the
earlier Supreme Court cases reported at 55 STC 314 and 327 were
substantively applied to determine the disputes.
Those were issues and contentions raised in the petitions, but
the High Court did not adjudicate them because HAL stated that the matters had
been resolved with the State and sought withdrawal. The legal effect of the
reported common order is therefore confined to permission for withdrawal,
dismissal of the writ petitions as withdrawn, closure of pending miscellaneous
petitions, and absence of any costs order.
Sections and Constitutional Provisions Involved
The principal provisions referred to in the batch of
proceedings include:
Central Sales Tax Act, 1956
- Section
6A
- Section
6A(1)
- Section
13
CST (AP) Rules, 1956
- Rule
14(14)
Code of Civil Procedure, 1908
- Section
151, in relation to interlocutory applications
Constitution of India
- Article
14
- Article
19(1)(g)
- Article
141
- Article
226
- Article
265
- Article
285
- Entry 92A, List I, Seventh Schedule, as invoked in the Section 6A constitutional challenge reproduced in the petition
Link to download the order -https://mytaxexpert.co.in/uploads/1783321721_1305compressed.pdf
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