Shanti
Developers v. Deputy Commissioner of Income-tax
ITA Nos.
827/RJT/2024 & 274/RJT/2025 (AY 2011–12)
ITAT Rajkot
Bench
Decision dated:
28 January 2026
Coram: Dr.
Arjun Lal Saini (AM) & Dinesh Mohan Sinha (JM)
Decision:
Appeals allowed in favour of the assessee
Facts of the
Case
The assessee,
Shanti Developers, is a partnership firm engaged in the business of real estate
development. A survey under Section 133A of the Income-tax Act, 1961 was
conducted at the business premises of the assessee on 25.10.2010, during which
a diary indicating cash “on-money” receipts aggregating ₹3.75 crore was found.
The partner of
the firm admitted that the said on-money was utilized towards construction
expenses, resulting in unrecorded Work-in-Progress (WIP). The entire amount of
on-money was voluntarily disclosed as income and duly offered to tax in the
return of income for AY 2011–12.
The original
assessment under Section 143(3) accepted the disclosure. Subsequently, the
Principal Commissioner of Income Tax invoked Section 263, alleging lack of
verification of WIP and correlation between on-money receipts and expenses. In
the consequential assessment order, the Assessing Officer:
Disallowed
₹3.66 crore of WIP expenditure by invoking Section 40A(3), and
Added ₹25.17
lakh under Section 68 in respect of an unsecured loan received from M/s
Bhoomidev Credit Corporation Ltd.
The additions
were confirmed by the CIT(A), NFAC, leading to appeals before the ITAT.
Issues for
Consideration
Whether WIP
expenditure incurred out of on-money already offered to tax can be disallowed
under Section 40A(3)?
Whether
unsecured loan received through banking channels, supported by confirmations,
affidavit, TDS, and repayment can be treated as unexplained cash credit under
Section 68?
Tribunal’s
Analysis and Findings
Issue 1:
Disallowance of WIP under Section 40A(3)
The Tribunal
noted that:
The entire
on-money of ₹3.75 crore had already been offered to tax.
The WIP
expenditure of ₹3.66 crore was incurred out of the same disclosed income.
All expenses
were supported by vouchers, with individual payments below ₹20,000.
The expenditure
was capitalized as WIP and not claimed as a revenue deduction.
The Tribunal
held that invoking Section 40A(3) in such circumstances would result in double
taxation, which is impermissible in law. Once undisclosed income has been
taxed, the corresponding expenditure incurred out of such income must be
allowed, unless found to be bogus.
The Tribunal
further observed that Section 40A(3) is intended to curb non-genuine or
unaccounted expenditure, and not to penalize genuine business expenses merely
because they were incurred in cash, particularly when the source of such cash
has already suffered tax.
Reliance was
placed on the coordinate bench decision in Aryaland Enterprise v. ITO (ITA No.
224/Rjt/2019), wherein it was held that disallowance of expenses incurred from
disclosed undisclosed income would amount to unjust enrichment of the Revenue.
Accordingly,
the disallowance of ₹3.66 crore was deleted.
Issue 2:
Addition under Section 68 – Unsecured Loan
The Tribunal
examined the addition of ₹25.17 lakh comprising loan of ₹25 lakh and interest
thereon. It was noted that the assessee had furnished:
Loan received
through account payee cheque
Confirmation
from the lender
PAN and return
of income of the lender
Affidavit of
the director of the lender company
Evidence of
repayment in subsequent years
TDS deduction
on interest paid
The Tribunal
held that the assessee had satisfactorily discharged the onus under Section 68
by establishing:
Identity of the
creditor
Creditworthiness
Genuineness of
the transaction
The Tribunal
rejected the Revenue’s contention that the lender was an accommodation entry
provider, holding that mere suspicion or investigation reports, without direct
evidence of cash exchange, cannot justify an addition under Section 68.
Reliance was
placed on the coordinate bench ruling in M/s Dawn Chemicals v. ITO (ITA No.
332/Rjt/2024) involving the same lender on identical facts, where the addition
was deleted.
Accordingly,
the addition under Section 68 was also deleted.
Final Decision
Disallowance
under Section 40A(3): Deleted
Addition under
Section 68: Deleted
Both appeals
allowed in favour of the assessee
Ratio Decidendi
No double
taxation is permissible where undisclosed income has already been offered to
tax and corresponding expenditure is genuine.
Section 40A(3)
cannot be applied mechanically to genuine WIP expenses incurred from disclosed
on-money.
Capitalization
of expenditure as WIP makes the transaction tax neutral, eliminating any
revenue loss.
For Section 68,
once identity, creditworthiness, and genuineness are established, the burden
shifts to the Revenue.
Allegations of
accommodation entries must be supported by cogent and direct evidence.
Significance of
the Ruling
This decision
is of considerable precedential value in cases involving:
Survey
disclosures of on-money
WIP in real
estate projects
Disallowance
under Section 40A(3)
Alleged
accommodation entries under Section 68
The ruling
reinforces the principle that tax administration must be fair, non-punitive,
and free from double additions, especially where the Revenue has already
accepted the disclosure of income.
LINK TO DOWNLOAD THE ORDER
https://mytaxexpert.co.in/uploads/1770198254_shantidevelopers.pdf
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