Facts of the Case
The assessee company sold two flats during Assessment Year 2015-16 at prices lower than the circle rate. The Assessing Officer completed the assessment under section 143(3) and made an addition of ₹18,99,000 by invoking section 50C read with section 43CA of the Income-tax Act, 1961, on the ground that the declared sale consideration was less than the stamp duty valuation.The Assessing Officer did not make any reference to the Valuation Cell for determination of fair market value. The Commissioner of Income Tax (Appeals) confirmed the addition. Consequent to the sustained addition, penalty proceedings under section 271(1)(c) were also initiated. Aggrieved, the assessee preferred appeals before the Tribunal against both the quantum addition and the penalty proceedings.
Issues Involved
- Whether addition under section 50C read with
section 43CA can be sustained without reference to the Valuation Cell.
- Whether addition based solely on stamp duty
valuation, without determining fair market value, is legally sustainable.
- Whether penalty under section 271(1)(c) can
survive when the underlying quantum addition is restored for fresh
adjudication.
Petitioner’s (Assessee’s) Arguments
The assessee contended that the sale
consideration declared in the registered sale deeds was the actual
consideration received through banking channels and that no material existed to
show receipt of any amount over and above the disclosed consideration. It was
submitted that the lower sale price was due to specific defects in the flats,
including “Vaastu Dosh”, which was also acknowledged by the purchasers.
The assessee further argued that the
Assessing Officer erred in making the addition mechanically under section 50C
without making a mandatory reference to the Valuation Cell to ascertain the
fair market value, particularly when the declared consideration was disputed.
It was therefore prayed that the issue be restored to the Assessing Officer for
fresh adjudication after proper valuation.
Respondent’s (Revenue’s) Arguments
The Revenue relied upon the assessment
order and the appellate order, contending that the Assessing Officer was
justified in invoking section 50C on the basis of circle rate and that the
Commissioner (Appeals) had correctly confirmed the addition. It was further
argued that the penalty proceedings were consequential and valid.
Court Order / Findings
The Tribunal observed that the
Assessing Officer had made the addition under section 50C without referring the
matter to the Valuation Cell for determination of fair market value, despite
the assessee disputing the applicability of stamp duty valuation. The Tribunal
held that in such circumstances, the Assessing Officer was required to obtain a
valuation report before making any addition.
Accordingly, the Tribunal restored the
issue of addition of ₹18,99,000 to the file of the Assessing Officer with a
direction to make a reference to the Valuation Cell and thereafter pass a de
novo assessment order on this specific issue after granting reasonable
opportunity of hearing to the assessee.
Since the quantum addition itself was
restored, the Tribunal also restored the matter relating to penalty under
section 271(1)(c) to the file of the Assessing Officer for fresh consideration
in accordance with law. Both appeals were partly allowed for statistical
purposes.
Important Clarification
The Tribunal clarified that when an
assessee disputes the stamp duty valuation adopted under section 50C or section
43CA, the Assessing Officer must follow the statutory procedure by referring
the matter to the Valuation Cell. Penalty proceedings under section 271(1)(c)
are consequential in nature and cannot be sustained independently when the
quantum issue itself is restored for fresh adjudication.
Link to download the order - https://www.mytaxexpert.co.in/uploads/1770632897_HKINFRAVENTUREPVT.LTD.ALLAHABADVS.ASSISTU8oZ3TJknHH1LB4QZrAFsjyCPHgfy1DELHIDELHI.pdf
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