Facts of the Case
The
assessee, Prayag Capitals India Limited, filed its return of income for
Assessment Year 2015-16 declaring total income of ₹11,10,050. The assessment
was completed under Section 143(3) of the Income Tax Act vide order dated
20.12.2017, assessing total income at ₹1,82,90,050.
During
assessment proceedings, the Assessing Officer treated an increase in share
capital amounting to ₹1,71,80,000 as unexplained income under Section 68. Out
of this, ₹70,00,000 was received from M/s Sakshi Barter Pvt. Ltd. and the
balance ₹1,01,80,000 was received from various other shareholders. The
Assessing Officer held that the assessee failed to establish identity,
creditworthiness, and genuineness of the share capital contributions.
On
appeal, the Commissioner of Income Tax (Appeals) partly allowed the appeal by
deleting ₹45,00,000 but confirmed additions of ₹70,00,000 and ₹56,80,000.
Aggrieved, the assessee filed an appeal before the Income Tax Appellate
Tribunal.
Issues Involved
- Whether
the share capital received by the assessee could be treated as unexplained
cash credit under Section 68.
- Whether
the assessee had satisfactorily established identity, creditworthiness,
and genuineness of the shareholders.
- Whether
group company transactions routed through banking channels could be
treated as accommodation entries or shell company transactions.
Petitioner’s (Assessee’s) Arguments
The
assessee contended that M/s Sakshi Barter Pvt. Ltd. and other contributing
entities were group companies and regular income-tax assessees. It was
submitted that detailed documentary evidence was furnished, including PAN
details, income-tax returns, audited financial statements, bank statements,
share application forms, and confirmations.
It
was further argued that the funds received by M/s Sakshi Barter Pvt. Ltd. were
routed through another group entity, M/s Infraplus India Pvt. Ltd., through a
series of genuine banking transactions over a period of time. The assessee
asserted that all three ingredients required under Section 68—identity,
creditworthiness, and genuineness—were fully established.
Respondent’s (Revenue’s) Arguments
The
Revenue contended that M/s Sakshi Barter Pvt. Ltd. did not have sufficient
independent financial capacity and merely routing funds through bank accounts
did not establish genuineness. It was argued that the transactions bore the
characteristics of accommodation entries and that the Assessing Officer and the
CIT(A) were justified in sustaining the additions.
Court Order / Findings
The
ITAT, after examining the voluminous documentary evidence and submissions of
both parties, held that the assessee had successfully established the identity
of the shareholders, their creditworthiness, and the genuineness of the
transactions.
The
Tribunal observed that M/s Sakshi Barter Pvt. Ltd. and other contributing
entities were registered companies and regular income-tax assessees. The
accumulation of funds by group entities through regular business transactions
was adequately explained. The Tribunal further held that there was no material
on record to establish that the transactions were sham or carried out with any
mala fide intention.
Accordingly,
the ITAT directed deletion of the addition of ₹70,00,000 as well as the
addition of ₹56,80,000. The appeal of the assessee was allowed in full.
Important Clarification / Legal Principle
For
making an addition under Section 68, the Assessing Officer must establish
failure on the part of the assessee to prove identity, creditworthiness, and
genuineness of the transaction. Where these three ingredients are duly
supported by documentary evidence, mere suspicion or allegation of shell
companies is insufficient to sustain additions. Group company transactions
routed through banking channels cannot be treated as unexplained income without
cogent adverse material.
Link to download the order - https://www.mytaxexpert.co.in/uploads/1770872478_PRAYAGCAPITALSINDIALIMITEDALLAHABADVS.ITOWARD22NOWWARD21ALLAHABAD.pdf
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