Facts of the Case
The appeal arose from an order dated 22.12.2023 passed by
the Commissioner of Income Tax (Appeals), NFAC, for Assessment Year 2009-10.
The Assessing Officer had reopened the assessment under
Section 147 based on information suggesting income escaping assessment and
issued notice under Section 148. The assessee did not file a return in response
and compliance with notices under Section 142(1) was inadequate, leading to a
best judgment assessment under Sections 147 read with 144.
The Assessing Officer made three additions:
- Capital
gains: ₹36,21,000
- Donation
receipt: ₹2,00,000
- Unexplained
cash deposit: ₹10,50,000
On appeal, the CIT(A) directed recomputation of capital
gains by considering purchase cost but upheld the additions relating to the
alleged donation and cash deposits.
Issues Involved
- Whether
additions for unexplained cash deposits and donation receipts were
justified.
- Whether
the best judgment assessment was passed without proper application of
mind.
- Whether
the assessee should be granted another opportunity to substantiate the
source of funds.
- Consequential
issues relating to interest under Section 234B and initiation of penalty
under Section 271(1)(c).
Petitioner’s Arguments (Assessee)
The Authorized Representative submitted that the assessee belonged
to a financially well-off family, with her husband being a high net worth
individual, and therefore her salary income was largely saved rather than spent
on household expenses.
It was further contended that the assessee was a social
worker and sometimes received money from individuals for charitable or social
causes; the sum of ₹2,00,000 should be viewed in that context. Reliance was
also placed on certain judicial precedents.
The assessee challenged the additions as unjustified and
argued that the assessment order lacked proper consideration of facts.
Respondent’s Arguments (Revenue)
The Departmental Representative argued that the assessee
failed to establish the source of the impugned amounts to the satisfaction of
the Assessing Officer. Therefore, the findings of the lower authorities
deserved to be upheld.
Court Order / Findings (ITAT Allahabad)
After considering the submissions and records, the Tribunal
observed that the assessee had not adequately demonstrated the source and
nature of the impugned amounts before the lower authorities.
The Tribunal rejected the contention that Section 68 could
not apply merely because no books of account were maintained, noting that the
Assessing Officer had not specifically invoked that provision.
However, in the interest of substantive justice, the
Tribunal held that the assessee should be granted another opportunity to
present her case. Accordingly, the matter was remanded to the Assessing Officer
for fresh adjudication after providing adequate opportunity of hearing.
The Tribunal specifically directed that:
- The
assessee should submit a detailed cash flow statement to demonstrate
availability of ₹10,50,000 for bank deposits.
- The
assessee should clearly establish that the ₹2,00,000 received was for
social or charitable purposes and was actually utilized accordingly.
- The
time gap between multiple deposits supported the need for further
verification.
Important Clarification
Issues relating to interest under Section 234B and initiation
of penalty proceedings were treated as consequential and were not adjudicated
at this stage.
The appeal was allowed for statistical purposes only,
meaning that the Tribunal did not decide the merits of the additions but
restored the matter for fresh examination by the Assessing Officer.
Link to download the order - https://www.mytaxexpert.co.in/uploads/1771061283_SMT.RANJANABAJPAIALLAHABADVS.DCITACITCIRCLE11ALLAHABAD.pdf
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