Facts of the Case
Based on AIR information, the Department found that the
assessee had deposited ₹35,17,115 in a savings bank account but had not
originally filed a return of income for the relevant year. Reassessment
proceedings under section 147 were initiated.
The assessee later filed a return in response to notice under
section 148 declaring income of ₹3,17,310 under section 44AD at 8% on gross
receipts of ₹32,76,000 from trading in fruits and vegetables. The Assessing
Officer, however, rejected the claim of business activity due to lack of
supporting documents such as Mandi license, trade tax registration, purchase
and sales details, and treated the entire deposits as unexplained income. The
CIT(A), NFAC upheld the addition.
Issues Involved
- Whether
cash deposits can be taxed as unexplained when the assessee declares
income under the presumptive scheme of section 44AD.
- Whether
absence of detailed documentary evidence defeats a presumptive taxation
claim.
- Whether
the Department can depart from its earlier acceptance of similar income in
preceding assessment years.
- Whether
credits in bank accounts of presumptive taxpayers can be examined under
sections 68/69.
Petitioner’s Arguments
The assessee contended that he was engaged in trading of
fruits and vegetables, a business accepted by the Department in earlier
scrutiny assessments for AYs 2009-10 and 2010-11 under section 143(3). He
argued that under section 44AD, maintenance of books of account is not
mandatory, and therefore inability to produce detailed records could not
justify treating deposits as unexplained.
It was further submitted that fruits and vegetables are exempt
from trade tax and that, as a trader (not an Aarathia), he was not required to
obtain a Mandi license. The deposits represented business receipts and
withdrawals from the same account. Reliance was placed on judicial precedents
holding that once presumptive taxation is applied, individual cash entries need
not be separately explained.
Respondent’s Arguments
The Revenue argued that the assessee had not filed the return
voluntarily and failed to furnish evidence proving the existence of business.
Therefore, the Assessing Officer rightly treated the deposits as unexplained
income from undisclosed sources.
Court Order / Findings (ITAT Allahabad)
The Tribunal held that taxpayers eligible for section 44AD are
not required to maintain regular books of account. Consequently, examination of
individual bank credits under sections 68 or 69 is generally not warranted if
the deposits represent business receipts.
The assessee had filed returns in response to notices under
section 148 for multiple years claiming presumptive income, and similar
deposits had been accepted in earlier scrutiny assessments.
On Principle of Consistency
The Tribunal empasized that the Department had already
acknowledged the assessee’s business in preceding years as a fruit and
vegetable trader. Without evidence showing that the business had ceased or that
the assessee was ineligible for presumptive taxation, it was improper to treat
similar deposits in the current year as unexplained.
On Lack of Documentary Evidence
The Tribunal observed that the Assessing Officer demanded
documentation inconsistent with the nature of the business and the presumptive
taxation scheme. The assessee’s explanation regarding exemption from trade tax
and absence of licensing requirements was not disproved by the Department.
Final Decision
Holding that the Assessing Officer failed to conduct sufficient enquiries to disprove the existence of the business, the Tribunal deleted the addition of ₹35,17,115 and directed assessment of income as per section 44AD based on the return filed by the assessee. The appeal was allowed.
Important Clarification
The Tribunal clarified that failure to file a return
voluntarily may justify levy of interest or penalty but does not authorize the
Department to disregard a consistent business history or deny presumptive
taxation without evidence of ineligibility. Deposits consistent with accepted
business turnover cannot be taxed as unexplained income.
Link to download the order - https://www.mytaxexpert.co.in/uploads/1771065171_AMITCHOPRAALLAHABADVS.ITO11ALLAHABAD.pdf
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