Facts of the Case
The assessee did not file a return of income for AY 2017-18.
Based on AIMS information, the Department found substantial cash deposits
aggregating ₹1,15,87,100 across multiple bank accounts. Reassessment
proceedings were initiated under section 147, but the assessee did not respond
to notices under sections 148 and 142(1).
Consequently, the Assessing Officer completed a best-judgment
assessment under section 144 read with section 147, treating the deposits as
unexplained money under section 69A and also adding bank interest income.
Penalty proceedings under several provisions, including section 271AAC, were
initiated.
Appeals filed before the NFAC against both the assessment
order and penalty order were dismissed in limine due to delay and
non-appearance.
Issues Involved
- Whether
appeals can be dismissed solely on the ground of delay without examining
reasonable cause.
- Whether
ex-parte additions for bank deposits are sustainable without granting
opportunity to explain sources.
- Whether penalty under section 271AAC can survive when the underlying addition is disputed.
Petitioner’s Arguments
The assessee contended that he was an illiterate person
unfamiliar with electronic communication and unable to access his registered
email account. He claimed that the assessment and penalty orders came to his
knowledge only when he consulted a tax professional much later.
It was further submitted that the proceedings occurred during
the COVID-19 period, which hindered communication and compliance. The assessee
asserted that the bank deposits represented trading receipts and were fully
explainable if an opportunity were provided.
Respondent’s Arguments
The Revenue relied on the orders of the lower authorities but
did not object to remanding the matter for fresh consideration if the Tribunal
deemed it appropriate.
Court Order / Findings (ITAT Allahabad)
The Tribunal observed that the assessee’s
explanation—illiteracy, lack of awareness of email procedures, and
pandemic-related difficulties—constituted a reasonable cause for delay.
Dismissal of appeals without providing an opportunity to explain the delay was
held to be unjustified.
On Addition u/s 69A
The Tribunal noted that the assessment had been completed
entirely ex-parte without examining the nature or source of deposits. Since the
assessee claimed that the deposits arose from business activities, the matter
required verification rather than summary confirmation.
Direction for Fresh Proceedings
In the interest of substantial justice, the Tribunal restored
the matter to the Assessing Officer with directions to provide one more
opportunity to the assessee to furnish evidence explaining the bank deposits.
It further held that penalty proceedings would depend on the
outcome of the reassessment. The assessee was cautioned to fully cooperate,
failing which the Assessing Officer could decide the matter based on available
material.
Important Clarification
The Tribunal emphasized that procedural lapses and non-compliance, particularly during extraordinary circumstances such as the COVID-19 pandemic, should not result in irreversible tax liability without substantive examination of facts. Natural justice requires that taxpayers be given a fair opportunity to present evidence before sustaining major additions.
Link to download the order - https://www.mytaxexpert.co.in/uploads/1771065797_JITENDRAKUMARBANDAVS.ITOWARD224BANDA.pdf
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