Facts of the Case
Information was received that the assessee had deposited cash
of ₹32,22,490 in a savings bank account during the financial year 2010-11.
Based on this information, proceedings under section 147 were initiated and
notices under sections 148 and 142(1) were issued.
Due to non-compliance, the Assessing Officer completed a
best-judgment assessment under section 144, treating the entire deposits as
unexplained income and initiating penalty proceedings.
Before the appellate authority, the assessee contended that
notices had not been received and that deposits were from definite sources.
However, the CIT(A), NFAC dismissed the appeal for non-prosecution after noting
repeated non-compliance.
Issues Involved
- Whether
ex-parte assessment for bank deposits is sustainable when the assessee
claims non-receipt of notices.
- Whether
deposits can be treated as unexplained without examining debit entries and
overall bank transactions.
- Whether
dismissal of appeal without considering practical difficulties faced by
the assessee violates natural justice.
Petitioner’s Arguments
The assessee submitted that he had filed a return in response
to notice under section 148 declaring modest income, but it was not considered.
He further contended that he resided in a remote rural area approximately 80 km
from Mirzapur town, which prevented timely receipt of communications and
compliance.
It was also argued that the deposits were from identifiable
sources and that the Assessing Officer had considered only the credit side of
the bank account while ignoring withdrawals and other transactions.
Respondent’s Arguments
The Revenue contended that the assessee had been consistently
non-compliant and had not provided any concrete explanation for the deposits.
However, it did not oppose remand if the Tribunal deemed it appropriate,
provided strict directions for cooperation were issued.
Court Order / Findings (ITAT Allahabad)
The Tribunal observed that the assessee’s failure to comply
appeared to stem from his remote location and lack of familiarity with tax
procedures rather than deliberate non-cooperation. It also noted that the
Assessing Officer had not recorded any findings regarding the actual nature and
source of the deposits.
In the interest of justice, the Tribunal restored the matter
to the Assessing Officer for fresh examination of the sources of cash deposits.
The assessee was directed to fully cooperate and furnish necessary evidence,
failing which the deposits could be presumed unexplained.
Important Clarification
The Tribunal did not adjudicate the merits of the addition but
emphasized that unexplained deposit cases must be decided after proper enquiry
and opportunity. Non-compliance alone cannot substitute for factual
determination of income.
Link to download the order - https://www.mytaxexpert.co.in/uploads/1771063506_PANKAJKUMARCHOUBEYMIRZAPURVS.ITOMIRZAPUR.pdf
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