Facts of the Case
The Assessing Officer received information regarding financial
transactions in the assessee’s bank accounts maintained with State Bank of
India and Bank of Baroda. Since the assessee had not filed a return of income,
reassessment proceedings were initiated under section 147 by issuing notice
under section 148.
Despite subsequent notices under section 142(1), no response
was received. Consequently, the case was assigned to the Faceless Assessment
Unit, which completed a best-judgment assessment under section 144 read with
section 147. Additions were made including ₹7,04,400 under section 69A and
₹1,48,738 as income from other sources, and provisions of section 115BBE were
invoked along with initiation of penalty proceedings.
Issues Involved
- Whether
reassessment based solely on bank transactions is legally sustainable
without proper enquiry.
- Whether
additions under section 69A can be made without establishing that deposits
represent unexplained money.
- Whether
dismissal of appeal ex parte violates principles of natural justice.
- Whether
application of section 115BBE is justified in such circumstances.
Petitioner’s Arguments
The assessee challenged the validity of reassessment
proceedings initiated merely on the basis of banking transactions and contended
that section 69A was wrongly applied. It was also argued that the bank account
cannot be equated with books of account and that additions were made without
considering relevant facts, including closing balances and nature of
transactions.
Respondent’s Arguments
The Revenue relied on the assessment order but did not object
to restoration of the matter to the Assessing Officer for fresh consideration
if deemed appropriate by the Tribunal.
Court Order / Findings (ITAT Allahabad)
The Tribunal noted that the assessment had been completed ex
parte due to non-compliance and that the assessee had not been given an
effective opportunity to substantiate the sources of bank deposits and other
income.
Considering the facts and in the interest of substantial
justice, the Tribunal held that the assessee deserved one more opportunity to
present her case. Accordingly, the entire matter was restored to the file of
the Assessing Officer with directions to provide adequate opportunity to
produce evidence regarding bank deposits, contract receipts, commission,
brokerage, and interest income.
Important Clarification
The Tribunal did not adjudicate the merits of the additions
but emphasized that substantial tax liability should not be determined without
granting a fair opportunity to explain transactions. Ex-parte reassessment
orders are liable to be set aside where principles of natural justice are not
adequately followed.
Link to download the order - https://www.mytaxexpert.co.in/uploads/1771066398_SANTOSHKUMARSAHUBHADOHIVS.INCOMETAXOFFICERNFACDELHI.pdf
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