Facts of the Case
The assessee, Bhiwani Central Cooperative Bank Ltd, filed its return of income
for AY 2018-19 declaring Nil income after setting off brought
forward losses.
During processing of the return under Section 143(1) by CPC Bengaluru, the following
adjustments were made:
- Addition of ₹1,42,85,950 towards dividend income under Section 115BBDA after allowing deduction of ₹10,00,000.
- Disallowance of ₹5,67,129 for delayed deposit of employees’ contribution to Provident Fund
under Section 36(1)(va) read with
Section 2(24)(x).
The dividend income comprised mainly of ₹1,52,83,950 received from Haryana State
Cooperative Apex Bank Ltd (HARCO Bank). The assessee claimed that the
amount represented share of profit from
an Association of Persons (AOP) and was exempt under Section 86 read with Section 67A.
The JCIT(A)
upheld the additions and also withdrew
the deduction of ₹10,00,000 allowed under Section 115BBDA, thereby
holding the entire dividend amount taxable.
Aggrieved by the order, the assessee filed an
appeal before the Income Tax Appellate
Tribunal (ITAT), Delhi Bench.
Issues Involved
- Whether dividend received from Haryana
State Cooperative Apex Bank Ltd represents share of profit from an AOP and
is therefore exempt under Section 86 read with Section 67A.
- Whether CPC could make adjustment under
Section 143(1) on such debatable issues.
- Whether disallowance of employees’
contribution to PF under Section 36(1)(va) was justified when delay
occurred due to technical issues on the PF portal.
- Whether CIT(A) could enhance income by
withdrawing deduction without issuing proper notice under Section 251(2).
Petitioner’s Arguments
- The amount received from Haryana
State Cooperative Apex Bank Ltd was not dividend but share of profit from an AOP.
- Since the AOP had already been taxed at the maximum marginal rate,
the member’s share is exempt under
Section 86 read with Section 67A.
- The assessee had not
claimed benefit under Section 115BBDA in its return of income.
- The adjustment made under Section
143(1) involved a debatable
legal issue, which cannot be adjusted during return processing.
- The delay of one day in
depositing PF contribution occurred due to technical glitches on the PF portal, which was beyond the
assessee’s control.
Respondent’s Arguments
- The assessee is a cooperative
bank and not an AOP, therefore the dividend received is taxable in its hands.
- The income was correctly treated as dividend taxable under the Income Tax Act.
- The disallowance under Section
36(1)(va) was justified since the contribution was deposited after the statutory due date.
Court Findings / Order
The ITAT
Delhi held as follows:
1. PF Contribution Disallowance
The Tribunal observed that the delay of one day in depositing PF
contribution occurred due to technical issues on the PF portal and was
beyond the assessee’s control.
Accordingly, the addition of ₹5,67,129 under Section 36(1)(va) was deleted.
2. Taxability of Dividend / Share of Profit
The Tribunal noted that the assessee claimed that
the amount received from Haryana State
Cooperative Apex Bank Ltd represented share of profit from an AOP and therefore exempt under Section 86 read with Section 67A.
However, this issue was not properly examined by the lower authorities, and no clear
finding was recorded regarding the status
of the entity and nature of income.
Therefore, the Tribunal restored the matter to the Assessing Officer for fresh adjudication
with directions to examine:
- The status of the assessee,
and
- Whether the amount received constitutes share of profit from an AOP or taxable dividend.
3. Result
- Ground relating to PF disallowance
allowed.
- Remaining issues restored to the
Assessing Officer for fresh consideration.
Thus, the appeal was allowed for statistical purposes.
Important Clarification
- Debatable issues relating to the nature
of income should not be decided through adjustments under Section 143(1).
- Proper examination of legal
status and nature of income is necessary before taxing share of
profit from cooperative or AOP structures.
- Minor procedural delays caused due to technical system failures should not lead to disallowance of
statutory deductions.
Link to download the order - https://itat.gov.in/public/files/upload/1735627326-yFRfGY-1-TO.pdf
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