Facts of the
Case
The appeals were filed by the Principal
Commissioner of Income Tax challenging a common order of the Income Tax
Appellate Tribunal (ITAT) dated 21 December 2018. The ITAT had allowed the
assessee’s appeals and quashed reassessment proceedings for multiple assessment
years.
The reassessment notices under Section 148 were
issued after obtaining sanction from the Commissioner of Income Tax (CIT).
However, as per statutory provisions, the sanction should have been obtained
from the Joint Commissioner of Income Tax (JCIT).
The ITAT held that such incorrect sanction vitiated the reassessment proceedings. Consequently, the Revenue approached the Delhi High Court under Section 260A.
Issues
Involved
- Whether reassessment notices issued under Section 148 are valid when
sanction is obtained from the CIT instead of the competent authority
(JCIT) under Section 151?
- Whether approval by a higher authority (CIT) can substitute the
statutory requirement of approval by the prescribed authority?
- Whether such defect can be cured under Section 292B of the Income Tax Act?
Petitioner’s
Arguments (Revenue)
- The Revenue contended that sanction by the CIT should be considered
valid as the CIT is a higher authority than the JCIT.
- It was argued that in certain assessment years, no sanction was
required as the original assessment was under Section 143(1) and
reassessment was within four years.
- The Revenue also claimed that approval had been obtained from the
Additional Commissioner, who is equivalent in rank to JCIT.
- It was further argued that there was no lack of satisfaction and thus reassessment should not be invalidated on technical grounds.
Respondent’s
Arguments (Assessee)
- The assessee argued that the statutory mandate under Section 151
must be strictly followed.
- Since the law specifically requires sanction from the JCIT,
obtaining approval from CIT renders the proceedings invalid.
- The defect is jurisdictional in nature and cannot be cured by
invoking Section 292B.
- Reliance was placed on judicial precedents, including CIT vs Soyuz Industrial Resources Ltd, to support the argument that incorrect sanction vitiates reassessment.
Court’s
Findings / Order
- The Delhi High Court upheld the ITAT’s decision and dismissed the
appeals filed by the Revenue.
- The Court emphasized that statutory provisions must be followed
strictly, and approval must be obtained from the designated authority.
- It held that sanction by a higher authority (CIT) cannot substitute
the requirement of sanction by the JCIT when specifically mandated by law.
- The Court also noted that the Revenue had taken inconsistent
positions before different authorities.
- Since the foundational facts argued before the High Court were
different from those before lower authorities, the appeals were not
maintainable.
- No substantial question of law arose for consideration.
Important
Clarification by Court
- If a statute prescribes a specific manner for doing an act, it must
be done in that manner alone or not at all.
- Jurisdictional defects, such as improper sanction under Section
151, cannot be cured under Section 292B.
- Approval by an incorrect authority invalidates reassessment
proceedings entirely.
- Courts cannot reinterpret provisions in a way that renders statutory requirements redundant.
Sections
Involved
- Section 147 – Income Escaping Assessment
- Section 148 – Issue of Notice for Reassessment
- Section 151 – Sanction for Issue of Notice
- Section 143(1) & 143(3) – Assessment
- Section 260A – Appeal to High Court
- Section 292B – Return of Income, etc., not to be invalid on certain grounds
Link to download the
order -https://delhihighcourt.nic.in/app/case_number_pdf/2021:DHC:2064-DB/MMH15072021ITA12020_223205.pdf
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