Facts of the Case
The appellant, a Public Sector Undertaking (HUDCO), filed
its return for AY 2007–08 declaring income, later revised downward. The case
was scrutinized and assessed under Section 143(3).
Subsequently, the Commissioner invoked Section 263,
directing reassessment on two major grounds:
- Non-disallowance
of provision for salary amounting to ₹1.60 crore.
- Non-addition
of ₹1.28 crore arising from change in accounting policy regarding fee
recognition.
The Assessing Officer disallowed the salary provision and
added ₹1.28 crore due to accounting policy change. CIT(A) and ITAT upheld these
findings, leading to appeal before the Delhi High Court.
Issues Involved
- Whether
provision for salary based on anticipated pay revision constitutes an
accrued liability or a contingent liability.
- Whether change in accounting policy for revenue recognition (from accrual to realization basis) is permissible under the Income Tax Act.
Petitioner’s Arguments (HUDCO)
- The
salary provision was based on recommendations of the Pay Revision
Committee and past experience, making it a reasonably certain liability,
not contingent.
- Pay
revision was due from 1 January 2007; hence liability accrued during the
relevant year.
- Relied
on judicial precedents including:
- Bharat
Heavy Electricals Ltd.
- Bharat
Earth Movers vs. CIT
- Regarding
accounting policy change:
- Recognition
of income should follow AS-9, which requires certainty of realization.
- The change was made to comply with CAG observations and was revenue-neutral.
Respondent’s Arguments (Revenue)
- Salary
provision was merely an ad hoc and unascertained liability, as pay
revision was not finalized during the year.
- Deduction
is allowable only when liability crystallizes.
- Change
in accounting policy violated Section 145, as mixed accounting system
is not permissible.
- The assessee failed to adjust income computation under the Income Tax Act after changing accounting method.
Court Findings / Judgment
On Salary Provision (₹1.60 Crore)
- The
Court held that liability had accrued since pay revision was
certain, though quantification was pending.
- It
relied on Bharat Earth Movers principle that liability is
deductible if:
- It
has arisen in the accounting year, and
- It
can be estimated with reasonable certainty.
- The
Court observed that pay revision was inevitable and based on scientific
estimation.
- Held: Disallowance by ITAT and CIT(A) was incorrect. Deduction allowed.
On Accounting Policy Change (₹1.28 Crore)
- The
Court upheld the addition made by tax authorities.
- It
ruled that:
- Assessee
cannot adopt selective cash system while otherwise following
mercantile system.
- Even
if accounting policy is changed for compliance (e.g., CAG), Income Tax
Act provisions prevail.
- Income
had accrued earlier; therefore, change leading to deferment was not
permissible without adjustment.
- Held: Addition of ₹1.28 crore justified.
Important Clarifications
- A
provision is allowable if it represents a present obligation based on
reasonable certainty, even if final quantification is pending.
- Contingent
liability vs. accrued liability is determined by
certainty of obligation, not timing of payment.
- Assessees
must maintain consistency in accounting method; hybrid systems are not
permitted under Section 145.
- Accounting standards cannot override statutory provisions of the Income Tax Act.
Link to download the order -https://delhihighcourt.nic.in/app/case_number_pdf/2020:DHC:851-DB/SVN06022020ITA5412019_123910.pdf
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