Facts of the Case
- The
assessee was engaged in stock broking and later operated through a private
limited company.
- A
search operation revealed that the assessee was involved in providing accommodation
entries through fictitious bank accounts.
- Cash
was deposited in multiple bank accounts (including feeder accounts) and
routed through transactions to beneficiaries.
- The
Assessing Officer:
- Added
₹3,99,35,142 as unexplained cash credit under Section 68.
- Added
commission income at 1.5% of total turnover.
- CIT(A)
upheld the additions.
- ITAT:
- Deleted
the Section 68 addition.
- Reduced commission rate to 0.60%.
Issues Involved
- Whether
deletion of addition under Section 68 by ITAT was legally sustainable.
- Whether
unexplained cash credits can be taxed despite inclusion in overall
turnover.
- Applicability
of peak credit theory in accommodation entry cases.
- Whether ITAT erred in reducing commission rate.
Petitioner’s Arguments (Revenue)
- Assessee
failed to prove:
- Identity
of creditors
- Creditworthiness
- Genuineness
of transactions
- Section
68 squarely applies where explanation is unsatisfactory.
- Reliance
placed on Kale Khan Mohammad Hanif v. CIT (SC) to argue:
- Estimated
income does not bar separate addition of unexplained credits.
- Peak credit addition is valid even if transactions are part of larger turnover.
Respondent’s Arguments (Assessee)
- Entire
turnover (₹104 crores) already considered for taxation.
- Separate
addition of peak credit leads to duplication.
- Section
68 cannot be applied to bank entries, only to books of account.
- Cash
deposits represented business transactions (entry providing activity).
- ITAT correctly followed earlier orders in assessee’s own case
Court Findings / Judgment
- The
High Court partly allowed the Revenue’s appeal.
- Held:
- Section
68 can be invoked even if income is estimated or included in
turnover.
- Failure
to prove identity, genuineness, and creditworthiness justifies addition.
- ITAT
erred in completely deleting the addition.
- However:
- Due
to inconsistent findings and partial explanations accepted, only ₹3,99,35,142
was upheld as taxable.
- Commission rate reduction by ITAT was not interfered with.
Court Order
- Addition
of ₹3,99,35,142 under Section 68 restored.
- Appeal
allowed partly in favour of Revenue.
- No order as to costs.
Important Clarifications
- Section
68 applies even when income is estimated; no bar due to
turnover inclusion.
- Accommodation
entry providers must fully disclose sources and flow of funds.
- Peak
credit theory cannot override statutory requirements
under Section 68.
- Bank
entries linked with books can still attract Section 68 scrutiny.
- Burden
of proof lies on the assessee to establish:
- Identity
- Creditworthiness
- Genuineness
Sections Involved
- Section
68 of the Income Tax Act, 1961
- Section
260A of the Income Tax Act, 1961
- Relevant reference: Section 69 (discussion context)
Link to download
the order -
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