Facts of the
Case
The petitioners, Ramesh Chandra and Sanjay Chandra,
filed writ petitions under Articles 226 and 227 of the Constitution seeking
quashing of reassessment notice dated 30.03.2017 and order dated 02.05.2017
issued under Sections 147/148 of the Income Tax Act, 1961.
The matter originated from assessment proceedings
of M/s Acorus Unitech Wireless Pvt. Ltd. for Assessment Year 2009–10. During
appellate proceedings, the Commissioner of Income Tax (Appeals) [CIT(A)]
concluded that certain additions made under Section 2(24)(iv) were actually
taxable in the hands of the present petitioners, being the real beneficiaries.
Accordingly, directions were issued under Section 150(1) to initiate proceedings against the petitioners, leading to reassessment notices beyond the normal limitation period.
Issues
Involved
- Whether reassessment proceedings under Sections 147/148 can be
initiated beyond the limitation period prescribed under Section 149 by
invoking Section 150.
- Whether recording adverse findings against a third party without
granting an opportunity of hearing violates Explanation 3 to Section
153(3).
- Whether such reassessment notices are legally sustainable in absence of compliance with principles of natural justice.
Petitioner’s
Arguments
- The reassessment notices were barred by limitation under Section
149, as the extended six-year period had expired.
- Section 150 cannot be invoked unless conditions under Explanation 3
to Section 153(3) are fulfilled.
- No opportunity of hearing was provided to the petitioners before
adverse findings were recorded by CIT(A).
- Reliance was placed on Rural Electrification Corporation Ltd. vs CIT (2013) 355 ITR 345, which mandates prior hearing before shifting tax liability to another person.
Respondent’s
Arguments
- The Revenue argued that no prior hearing was required at the stage
when CIT(A) recorded findings.
- Petitioners would get adequate opportunity during reassessment
proceedings under Section 147.
- The Revenue also contended that appellate proceedings of the main assessee were still pending before the ITAT, and therefore writ jurisdiction should not be exercised.
Court’s
Findings / Order
The Delhi High Court held:
- Explanation 3 to Section 153(3) clearly mandates that before
recording a finding that income belongs to another person, such person
must be given an opportunity of hearing.
- In the present case, no such opportunity was granted to the
petitioners.
- Therefore, the essential condition for invoking Section 150 was not
satisfied.
- Consequently, the bar of limitation under Section 149 could not be
lifted.
- The directions issued by CIT(A) containing adverse findings against
the petitioners were quashed.
However, the Court allowed liberty to the CIT(A) to proceed afresh in accordance with law after granting proper notice and opportunity of hearing.
Important
Clarification
- Section 150 is an exception to limitation under Section 149, but it
is conditional.
- Compliance with principles of natural justice is mandatory before
shifting tax liability.
- Failure to provide hearing renders the entire reassessment process
invalid.
- The Revenue may initiate fresh proceedings only after following due process
Sections
Involved
- Section 147 – Income escaping assessment
- Section 148 – Issue of notice for reassessment
- Section 149 – Time limit for notice
- Section 150 – Provision for cases where assessment is in
consequence of appellate order
- Section 153(3) (Explanation 3) – Requirement of hearing before
adverse finding
- Section 2(24)(iv) – Definition of income
- Articles 226 & 227 of the Constitution of India
Link to download the order -https://delhihighcourt.nic.in/app/case_number_pdf/2018:DHC:5122-DB/AKC14082018CW56842017.pdf
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