Facts of the Case
The Revenue filed appeals under Section 260A of the Income
Tax Act, 1961 challenging the order of the Income Tax Appellate Tribunal
(ITAT) concerning determination of Arm’s Length Price (ALP) under Section
92CA.
The dispute primarily revolved around:
- Inclusion/exclusion
of comparables such as Brescon Corporate Advisors Ltd. and Keynote
Corporate Services Ltd.
- The
assessee had initially objected to inclusion of Brescon on the ground of high
profits, not on functional dissimilarity.
The ITAT, however, excluded certain comparables relying on
prior decisions and functional analysis.
Issues Involved
- Whether
ITAT was justified in excluding Brescon Corporate Advisors Ltd. as
a comparable without detailed functional analysis at lower stages.
- Whether
exclusion of Keynote Corporate Services Ltd. based on abnormal
profits and extraordinary events was valid.
- Whether
prior tribunal decisions can be relied upon for determining comparability
across different assessment years.
- Whether
any substantial question of law arose under Section 260A.
Petitioner’s (Revenue) Arguments
- The
assessee did not object before the TPO or DRP on grounds of functional
dissimilarity, hence ITAT should not have excluded the comparable.
- ITAT
wrongly relied on earlier rulings like Xander Advisors India (P.) Ltd.
without independent analysis.
- Mere
reference to functional dissimilarity in another case cannot automatically
apply.
- Relied
on Chryscapital Investment Advisors (India) Pvt. Ltd. v. DCIT (2015)
376 ITR 183 (Del) to argue that high profit alone is not a ground for
exclusion.
Respondent’s (Assessee) Arguments
- Functional
profile and absence of segmental data justified exclusion of Brescon.
- Prior
tribunal decisions had already examined comparability in detail.
- Extraordinary
events (like amalgamation) impacted profitability of comparables like
Keynote.
- Consistency
in FAR (Functions, Assets, Risks) analysis allows reliance on earlier
rulings.
Court’s Findings / Order
- The
Court held that:
- Although
the assessee did not initially object on functional grounds, prior
tribunal findings for the same assessment year (2006–07) had
already analyzed Brescon’s functional profile.
- Lack
of segmental data and diversified income streams justified
exclusion of Brescon.
- Exclusion
of a comparable cannot be treated as erroneous merely because the
objection was not originally raised.
- Regarding
Keynote Corporate Services Ltd., abnormal profits due to extraordinary
events (amalgamation) justified exclusion.
- ITAT’s
reasoning based on FAR analysis and peculiar facts was valid.
Final Decision:
The Delhi High Court held that no substantial question of law arose and dismissed
all Revenue appeals.
Important Clarifications
- High
profit alone is not sufficient for exclusion of a comparable;
functional analysis is essential.
- However,
absence of segmental data and functional differences can justify
exclusion.
- Prior
rulings can be relied upon if FAR profile remains consistent.
- Extraordinary
events like amalgamation affecting profitability are valid grounds
for exclusion.
- No
estoppel applies—incorrect inclusion in earlier years does not prevent
correction in subsequent years.
Sections Involved
- Section
92CA – Transfer Pricing (ALP Determination)
- Section
260A – Appeal to High Court
- Section
154 – Rectification of mistakes
Link to download the order -https://delhihighcourt.nic.in/app/case_number_pdf/2018:DHC:2452-DB/SRB16042018ITA6342017.pdf
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