Facts of the Case
The assessee, Mrs. Jaya Aggarwal, filed her return for
Assessment Year 1998–99 declaring a loss. During scrutiny assessment, the
Assessing Officer observed a cash deposit of ₹1,60,000 in the assessee’s bank
account dated 13 January 1998.
The assessee explained that an amount of ₹2,00,000 had been
withdrawn in cash on 2 May 1997 for making payment towards earnest money for
the purchase of immovable property. However, since the proposed property
transaction could not be finalized, ₹1,60,000 out of the withdrawn amount was
re-deposited into the bank account.
The Assessing Officer rejected the explanation primarily on the ground that the re-deposit occurred after a gap of more than seven months and treated the amount as unexplained cash credit under Section 68. The addition was confirmed by the Commissioner (Appeals) as well as the Income Tax Appellate Tribunal.
Issues Involved
- Whether
cash re-deposited into a bank account out of an earlier cash withdrawal
can be treated as unexplained cash credit under Section 68?
- Whether
mere delay between withdrawal and re-deposit is sufficient to reject the
assessee’s explanation?
- Whether the principle of preponderance of probability should be applied while appreciating the explanation of the assessee?
Petitioner’s Arguments (Assessee’s Contentions)
- The
cash deposited was not unexplained and originated from an earlier
withdrawal of ₹2,00,000 from the same bank account.
- The
withdrawal was made for purchasing immovable property and paying earnest
money.
- Since
the property deal failed, the amount remained unused and was re-deposited.
- Supporting
material, including a certificate from the property dealer, was produced
to substantiate the intended property transaction.
- The explanation was genuine, reasonable, and supported by surrounding circumstances.
Respondent’s Arguments (Revenue’s Contentions)
- The
time gap of more than seven months between withdrawal and deposit created
doubt regarding the genuineness of the explanation.
- No
conclusive evidence was produced to establish a direct nexus between the
withdrawn amount and the re-deposited cash.
- The burden of proving the source of the deposited amount was upon the assessee, which remained undischarged.
Court Findings / Observations
The Delhi High Court held that:
- The
withdrawal of ₹2,00,000 from the bank account was an admitted and
undisputed fact.
- The
explanation that the money was withdrawn for purchase of immovable
property was plausible and could not be rejected merely on assumptions.
- Human
conduct and behavior vary, and tax authorities cannot reject explanations
by applying rigid “prudent man” standards.
- The
correct legal test is the preponderance of probability, not
conjecture or suspicion.
- Oral
evidence and plausible explanations deserve due consideration.
- The authorities below had wrongly disregarded this principle.
Court Order / Final Decision
The Delhi High Court allowed the appeal in favour of the
assessee and against the Revenue. The Court directed deletion of the addition
of ₹1,60,000 made under Section 68 of the Income Tax Act.
Important Clarification
This judgment clarifies that:
- Mere
time gap between cash withdrawal and subsequent deposit cannot
automatically justify addition under Section 68.
- If
the source of cash is explained and the explanation is probable, addition
cannot be sustained merely on suspicion.
- The
principle of preponderance of probability is sufficient to
discharge the burden of proof in tax proceedings.
- Tax
authorities must evaluate explanations on realistic human conduct and
practical circumstances.
Sections Involved
- Tax
Law Section 68 of the Income Tax Act, 1961 – Unexplained Cash
Credits
- Principles
relating to Burden of Proof
- Doctrine of Preponderance of Probability in tax assessment proceedings
Link to download the order - https://delhihighcourt.nic.in/app/case_number_pdf/2018:DHC:1776-DB/SKN13032018ITA3152005.pdf
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