Facts of the Case
The
assessee, Rainbow Vanijya Pvt. Ltd., filed its return of income for Assessment Year
2020-21 on 24.03.2021 declaring a loss of ₹1,97,88,455. The case was selected
for scrutiny on issues relating to high liabilities, identification as a
beneficiary of high-risk billers, and substantial investments and advances.
During assessment proceedings, the assessee furnished complete books of
accounts, GST returns, purchase invoices, sales invoices, e-way bills,
transport documents, stock registers and confirmations. The Assessing Officer
accepted that goods were shipped directly from suppliers to buyers but treated
the assessee as an accommodation entry provider and made an addition of
₹1,33,61,982 by estimating commission at 1% of total purchases, sales and
loans. On appeal, the CIT(A) not only confirmed the addition but enhanced the
assessment by ₹66,12,43,517 by treating the entire purchases as bogus, leading
to the present appeal.
Issues Involved
Whether
estimation of income by applying 1% commission on aggregate purchases, sales
and loans was permissible without rejection of books of account under Section
145(3), whether enhancement by the CIT(A) by treating entire purchases as bogus
was within jurisdiction and sustainable in law, and whether purchases supported
by e-way bills and GST records could be treated as non-genuine.
Petitioner’s Arguments
The
assessee contended that it is a “Pacca Arahitya” engaged in trading of steel,
directly facilitating delivery of goods from suppliers to customers, earning a
margin of approximately 1%. It was argued that the books of account were duly
audited under the Companies Act and Section 44AB and were never rejected by the
Assessing Officer. The assessee emphasized that purchases and sales were fully
supported by e-way bills, GST returns and transport documents, and that neither
the Assessing Officer nor the CIT(A) doubted the sales or loans. It was
submitted that estimation of income without rejection of books is impermissible
and that enhancement by CIT(A) based solely on suspicion and reliance on an
inapplicable High Court decision was bad in law.
Respondent’s Arguments
The
Revenue supported the orders of the Assessing Officer and the CIT(A),
contending that the assessee was an accommodation entry provider and that
enhancement of income by treating purchases as bogus was justified.
Court Order / Findings
The
ITAT Kolkata held that the Assessing Officer had not rejected the books of
account under Section 145(3) and had, in fact, acknowledged that goods were
genuinely shipped to third parties based on invoices and e-way bills. The
Tribunal held that estimation of income at 1% of purchases, sales and loans
without rejection of books was unsustainable, relying on the Delhi High Court
decision in PCIT vs Forum Sales Pvt. Ltd. and coordinate bench rulings. The
Tribunal further held that the enhancement made by the CIT(A) by adding entire
purchases was without jurisdiction, unsupported by any fresh material or
enquiry, and based on a decision distinguishable on facts. It was observed that
treating purchases as bogus while accepting corresponding sales is inherently contradictory.
Accordingly, both the estimated addition and the enhancement were held to be
untenable.
Important Clarification
The
Tribunal clarified that where books of account are audited and not rejected,
income cannot be estimated on an ad-hoc basis. Purchases supported by e-way
bills, GST returns and transport documents cannot be treated as non-genuine
merely on suspicion. Enhancement by the appellate authority must be based on
cogent material and within the scope of law.
Final Outcome
The
appeal filed by the assessee was allowed. The addition of ₹1,33,61,982 made on
estimated commission basis and the enhancement of ₹66,12,43,517 made by the
CIT(A) were deleted in full, and the assessment order was set aside to that
extent.
Source Link- https://itat.gov.in/public/files/upload/1767169801-VdAtk4-1-TO.pdf
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