Facts of the Case
The assessee, Denso India Limited, engaged in manufacturing
operations in India, had expatriate technicians deputed by its Japanese parent
company for work at its Greater Noida manufacturing unit. These employees were
paid salary partly in India and partly outside India in Japan.
A survey conducted by the Income Tax Department revealed
that the salary component paid in Japan had not been subjected to TDS under
Section 192. The Department alleged non-compliance and initiated proceedings.
The assessee subsequently revised its tax computation and
deposited tax along with interest under Section 201(1A), asserting that the
omission was based on a bona fide understanding that salary paid outside India
was not taxable in India.
The Assessing Officer imposed penalty under Section 271C for failure to deduct TDS. The CIT(A) initially deleted the penalty, accepting the assessee’s explanation of “reasonable cause.” However, later exercising powers under Section 154, the CIT(A) reversed its own order and restored the penalty. This rectification order was challenged before the ITAT.
Issues Involved
- Whether
the Commissioner of Income Tax (Appeals) could invoke Section 154 to
effectively review and reverse its own earlier appellate order?
- Whether
non-deduction of TDS on salary paid abroad to expatriate employees attracted
penalty under Section 271C?
- Whether the assessee had established “reasonable cause” under Section 273B to avoid penalty?
Petitioner’s Arguments (Revenue Department)
- The
Revenue argued that the assessee failed to deduct TDS on substantial
salary payments made outside India to expatriates, violating Section 192.
- It
contended that the CIT(A) was justified in rectifying mistakes under
Section 154 because the earlier order overlooked material facts.
- According
to the Department, the omission by the assessee was deliberate and
therefore attracted penalty under Section 271C.
- The
Department emphasized that rectification was permissible as the earlier
order contained apparent factual and legal mistakes.
Respondent’s Arguments (Assessee – Denso India
Ltd.)
- The
assessee argued that there was no intention to evade tax and the
non-deduction arose from a genuine and bona fide belief regarding
taxability of overseas salary.
- It
submitted that tax and interest had already been voluntarily paid after
discussions with tax authorities.
- It
contended that Section 154 permits only correction of apparent mistakes
and does not permit review or reconsideration of an earlier concluded
order.
- The assessee relied on judicial precedents where similar penalty proceedings were quashed due to reasonable cause.
Court Findings / Observations
The Delhi High Court held that the subsequent developments
in connected litigation had attained finality up to the Supreme Court, where it
was conclusively held that the assessee had established reasonable cause for
non-deduction of tax.
The Court observed that the Supreme Court in CIT v. Eli
Lilly & Co. (India) Pvt. Ltd. had already settled the issue by holding
that no penalty under Section 271C was leviable where the issue was nascent and
involved genuine interpretational controversy.
The Court further observed that once the original order
deleting penalty stood affirmed by the ITAT, the High Court, and the Supreme
Court, entertaining the present appeals would create inconsistency with the
Supreme Court’s findings.
The Court declined to answer the framed question of law in view of the binding effect of the Supreme Court judgment.
Court Order / Final Decision
The Delhi High Court dismissed the Revenue’s appeals and
declined to interfere.
It held that in view of the Supreme Court’s final
adjudication on merits affirming the assessee’s reasonable cause for failure to
deduct TDS, no penalty under Section 271C could survive.
Thus, the appeals were dismissed without costs.
Important Clarification
1. Section 154 Cannot Be Used as a Review
Mechanism
Rectification powers are limited to correcting mistakes
apparent from record and cannot be used for reconsideration or review of
concluded findings.
2. Penalty under Section 271C Is Not Automatic
Penalty is not mandatory merely because there is TDS
default. If reasonable cause exists, Section 273B protects the assessee.
3. Bona Fide Interpretation Protects Against
Penalty
Where taxability itself was debatable and the assessee acted
in good faith, penalty cannot be imposed.
4. Supreme Court Findings Override Parallel
Proceedings
Once the Supreme Court conclusively decides the merits, parallel
or connected proceedings cannot result in contradictory outcomes.
Sections Involved:
- Section
154 – Rectification of Mistake Apparent from Record
- Section
192 – Deduction of Tax at Source from Salary
- Section
201(1) & 201(1A) – Consequences of Failure to Deduct TDS
- Section
271C – Penalty for Failure to Deduct Tax at Source
- Section
273B – Reasonable Cause Exception
Link to download the order - https://delhihighcourt.nic.in/app/case_number_pdf/2017:DHC:4992-DB/SMD31082017ITA3712005.pdf
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