Facts of the Case
Denso India Limited, engaged in manufacturing operations in
India, had expatriate technicians deputed by its parent company in Japan. These
employees were paid part salary in India and part outside India by the foreign
entity.
A survey conducted by the Income Tax Department revealed
that tax had not been deducted at source on the foreign salary component paid
in Japan. The Department alleged violation of Section 192 and initiated
proceedings for penalty under Section 271C.
The Assessing Officer imposed penalty amounting to ₹5.74
crores for failure to deduct tax at source. The assessee challenged the penalty
before the Commissioner of Income Tax (Appeals), who deleted the penalty
holding that reasonable cause existed.
Subsequently, the CIT(A) invoked Section 154 and reversed his earlier order, restoring the penalty. The assessee challenged this rectification before the ITAT, which held that the CIT(A) had exceeded jurisdiction by reviewing his own order under the guise of rectification. The Revenue challenged the ITAT’s order before the Delhi High Court.
Issues Involved
- Whether
the Commissioner of Income Tax (Appeals) could invoke Section 154 to alter
the substantive findings of an earlier appellate order?
- Whether
rectification under Section 154 can be used as a tool for review?
- Whether
penalty under Section 271C is leviable where the assessee establishes
reasonable cause for failure to deduct TDS?
- Whether earlier Supreme Court findings on the same issue bind subsequent proceedings?
Petitioner’s Arguments (Revenue Department)
- The
Revenue argued that the earlier appellate order suffered from factual
mistakes apparent from the record.
- It
was contended that the CIT(A) was justified in invoking Section 154 to
correct those mistakes.
- The
Department submitted that the assessee had failed to deduct tax under
Section 192 on salary paid abroad, making it liable for penalty under
Section 271C.
- It was argued that the rectification proceedings were independent and validly exercised.
Respondent’s Arguments (Assessee)
- The
assessee contended that Section 154 permits only rectification of apparent
mistakes and not review of findings already reached.
- It
argued that the CIT(A) effectively reviewed his earlier decision, which
was beyond statutory jurisdiction.
- The
assessee maintained that there existed bona fide belief and reasonable
cause regarding non-deduction of TDS on foreign salary.
- It relied on prior judicial precedents where similar penalties were deleted.
Court Findings / Observations
The Delhi High Court observed that:
- Section
154 cannot be used as a substitute for review powers.
- The
CIT(A) had no authority to reconsider the merits of the earlier order
under rectification jurisdiction.
- The
Revenue had already pursued appellate remedies against the original order.
- The
Supreme Court in Commissioner of Income Tax v. Eli Lilly & Co.
(India) Pvt. Ltd. had already examined similar issues and held that no
penalty under Section 271C could be levied where reasonable cause existed.
- The Supreme Court had specifically held that in cases involving expatriate salary structures and evolving legal interpretations, non-deduction was based on bona fide understanding.
Court Order / Final Decision
The Delhi High Court dismissed the Revenue’s appeals and
declined to answer the framed question of law, holding that any decision
contrary to the Supreme Court’s findings would be impermissible.
The Court upheld the ITAT’s decision and confirmed that penalty under Section 271C was not sustainable in the present case.
Important Clarification
This judgment clarifies that:
- Section
154 is limited to rectification of apparent mistakes and cannot be used
for substantive review.
- Penalty
under Section 271C is not automatic.
- Section
273B provides statutory protection where reasonable cause is proved.
- Once
the Supreme Court settles an issue on merits, lower courts cannot reopen
the same issue indirectly.
Sections Involved
- Section
154 – Rectification of mistake apparent from record
- Section
192 – Deduction of tax at source from salary
- Section
201(1) & 201(1A) – Consequences of failure to
deduct/pay TDS
- Section
260A – Appeal to High Court
- Section
271C – Penalty for failure to deduct tax at source
- Section 273B – No penalty if reasonable cause is established
Link to download the order - https://delhihighcourt.nic.in/app/case_number_pdf/2017:DHC:4992-DB/SMD31082017ITA3712005.pdf
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