Facts of the Case
The petitioners, namely Preeti N. Aggarwala, Naresh Kumar
Aggarwal, and Brisk Capital Market Services Ltd., were subjected to income tax
assessments for various assessment years. Their assets had earlier been
attached under the Special Courts (Trial of Offences Relating to Transactions
in Securities) Act, 1992.
Pursuant to assessment proceedings, substantial tax demands
along with interest under Section 220(2) of the Income Tax Act were recovered
by the Department, including through adjustment of refunds due for earlier
assessment years.
Subsequently, the petitioners filed applications under Section
220(2A) seeking waiver of interest charged for delayed payment. After prolonged
delay, the Chief Commissioner of Income Tax allowed waiver of substantial
amounts of interest.
Following such waiver, the petitioners claimed statutory
interest under Section 244A on the refunded amount, contending that the
Department had retained their money and therefore interest was payable on the
refunded sum.
The Assessing Officer rejected the claim, holding that refund
arising from waiver of interest under Section 220(2A) did not attract Section
244A.
Aggrieved by such rejection, the petitioners approached the
Delhi High Court under Article 226 of the Constitution.
Issues Involved
- Whether
refund arising from waiver of interest under Section 220(2A) falls within
the scope of “any amount becomes due” under Section 244A(1)?
- Whether
the phrase “in any other case” under Section 244A(1)(b) includes refund of
waived interest?
- Whether
grant of interest on such refund amounts to impermissible “interest on
interest”?
Petitioner’s Arguments
The petitioners contended that:
- The
expression “in any other case” under Section 244A(1)(b) has a wide
and inclusive scope.
- Once
the Chief Commissioner waived interest under Section 220(2A), the amount
became refundable and therefore fell within Section 244A.
- Such
refund represented a quantified sum wrongly retained by the Department.
- Payment
of interest on refund would not amount to payment of “interest on
interest,” but rather compensation for wrongful retention of money.
- Reliance
was placed upon judicial precedents including Union of India v. Tata
Chemicals Ltd., India Trade Promotion Organization v. CIT, and CIT
v. Sutlej Industries Ltd.
Respondent’s Arguments
The Revenue argued that:
- Waiver
under Section 220(2A) is discretionary and not automatic.
- Refund
arising from discretionary waiver cannot be treated as statutory refund
under Section 244A.
- Section
244A primarily applies to refund of tax and penalty, not waived interest.
- Granting
interest on refunded interest would effectively amount to “interest on
interest,” which is not permissible under law.
- Reliance
was placed upon CIT v. Engineers India Ltd. and CIT v. Gujarat
Fluoro Chemicals.
Court Findings
The Delhi High Court held:
- Section
244A uses the expression “refund of any amount”, which is broader
than merely tax or penalty.
- The
phrase “in any other case” under Section 244A(1)(b) cannot be
interpreted narrowly.
- The
Explanation to Section 244A(1)(b) clarifies only the date of payment and
does not restrict the scope of refundable amounts.
- Once
interest charged under Section 220(2) is waived under Section 220(2A), the
amount becomes refundable and falls within the ambit of Section 244A.
- The
Department’s retention of such amount creates a corresponding obligation
to pay interest.
- Such
payment is not “interest on interest” but interest on a principal sum
refundable to the assessee.
Court Order / Final Decision
The Delhi High Court:
- Set
aside the Assessing Officer’s orders rejecting interest claims.
- Directed
the Income Tax Department to pay interest under Section 244A(1)(b) on the
refunded amounts.
- Clarified
that such interest shall be calculated from the date of recovery till the
date of actual refund/payment.
- Directed
compliance within four weeks.
Important Clarification
This judgment clarifies that:
- Refund
under Section 244A is not restricted only to tax or penalty.
- Waived
interest refunded under Section 220(2A) also qualifies for statutory
interest.
- Revenue
cannot retain money without compensating the taxpayer for the period of
retention.
- Payment
of such interest does not constitute compound interest or interest upon
interest.
Link to download the order - https://delhihighcourt.nic.in/app/case_number_pdf/2017:DHC:2293-DB/SMD01052017CW10112016.pdf
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