Facts of the Case
The Revenue challenged the order passed by the Income Tax
Appellate Tribunal (ITAT) for multiple assessment years wherein the Tribunal
held that the consideration received by Aspect Software Inc. for supply of
software products along with software licenses did not amount to royalty under
Article 12 of the India-USA DTAA.
The Revenue contended that the software supplied was
customized and therefore the payments attracted royalty taxation under Section
9(1)(vi). The Tribunal relied upon judicial precedents including Ericsson AB
and Infrasoft Ltd., holding that the software constituted a copyrighted
article and not transfer of copyright itself.
Issues Involved
1. Whether payment received for supply of
customized software amounts to “Royalty”?
Whether the software transaction falls within Article 12 of
India-USA DTAA read with Section 9(1)(vi).
2. Whether interest under Section 234B is leviable
on the non-resident assessee?
Whether the assessee was liable for advance tax and
consequential interest.
Petitioner’s Arguments (Revenue)
- The
Revenue argued that supply of customized software amounted to licensing of
intellectual property.
- It
was contended that software payments constituted royalty under the Income
Tax Act and DTAA.
- Revenue
asserted that the ITAT erred in treating software receipts as business
income.
- It
was also argued that Section 234B interest was applicable on the assessee.
Respondent’s Arguments (Assessee)
- The
assessee argued that there was no transfer of copyright rights.
- The
software was supplied as a copyrighted article, not copyright itself.
- Consideration
received was for sale of goods/software product.
- In
absence of PE in India, such receipts could not be taxed as business
profits.
- Section
234B was not applicable because withholding tax obligations were on payer.
Court Findings
Issue No. 1 – Royalty Characterization
The Delhi High Court upheld the ITAT’s findings and reiterated
that mere supply of software, even if customized, does not amount to royalty
where there is no transfer of copyright rights.
The Court relied upon:
- Director
of Income Tax vs Ericsson AB
- Director
of Income Tax vs Infrasoft Ltd.
- CIT
(International Taxation)-2 vs ZTE Corporation
The Court held that software supplied remained a copyrighted
article.
Issue No. 2 – Section 234B Liability
The Court followed its earlier decision in GE Packaged
Power Inc. and held that Section 234B interest was not leviable where tax
deduction obligation was on payer.
Court Order / Final Decision
The Delhi High Court dismissed all Revenue appeals and upheld
the ITAT order.
Held:
Software supply receipts are not
royalty
Taxable as business income subject to PE
Section 234B interest not leviable
The decision was in favour of the assessee and against the
Revenue.
Important Clarification
This judgment reinforces the distinction between:
Transfer of Copyright
vs
Transfer of Copyrighted Article
Only transfer of copyright rights attracts royalty taxation.
Mere sale/license enabling use of software without granting copyright rights
does not amount to royalty.
Link to download the order - https://delhihighcourt.nic.in/app/case_number_pdf/2017:DHC:8755-DB/SMD25042017ITA42017_162718.pdf
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