Facts of the Case
Li & Fung India Pvt. Ltd.
was engaged in providing sourcing support services relating to garments,
handicrafts, leather products, and similar products to its Associated
Enterprises and charged a markup of 5% on total cost.
For Assessment Year 2007–08, the
petitioner adopted the Transactional Net Margin Method (TNMM) for benchmarking
international transactions and selected 53 comparables in its transfer pricing
study.
The TPO accepted TNMM and
comparables but altered the cost base by substituting petitioner’s total cost
with the FOB value of exported goods.
The Dispute Resolution Panel
(DRP) upheld the TPO’s methodology but reduced markup from 5% to 4%.
On appeal, the ITAT remanded the
matter solely for fresh determination of ALP by adopting the correct cost base
(actual total cost incurred by assessee) instead of FOB value.
Subsequently, the TPO issued a
fresh show cause notice proposing rejection of 51 out of 53 comparables and
inclusion of new comparables, thereby proposing substantial TP adjustment.
The petitioner challenged this
action before the Delhi High Court.
Issues Involved
- Whether the TPO
could go beyond the limited scope of ITAT remand and re-examine
comparables already accepted?
- Whether fresh
comparables could be introduced during remand proceedings where
comparability was never in dispute?
- Whether the Revenue
could expand the scope of remand under Rule 10B for a fresh functional
analysis?
Petitioner’s Arguments
- The ITAT remand was
restricted only to correction of the cost base in the PLI computation.
- Selection of
comparables was never disputed before the TPO, DRP, or ITAT.
- The Revenue cannot
enlarge the scope of remand and revisit finalized issues.
- Fresh comparables
cannot be introduced where the original comparables had attained finality.
- The earlier Delhi
High Court judgment in petitioner’s own case had already settled the issue
regarding cost base and risk profile.
- The proposed fresh
comparables were functionally dissimilar to petitioner’s business model.
Respondent’s Arguments
- ITAT directed fresh
determination of ALP, which permitted complete review of comparability
analysis.
- Proper FAR
(Functions, Assets, Risks) analysis required re-evaluation of comparables.
- Original acceptance
of comparables was not based on detailed scrutiny.
- Functional
similarity is mandatory under Rule 10B and OECD guidelines.
- Fresh comparables
were necessary for correct ALP determination.
Court Findings / Court Order
The Delhi High Court allowed the
writ petition and quashed the show cause notice.
The Court held:
1.
Scope of Remand Cannot Be Expanded
When a superior appellate
authority remands a matter for a specific purpose, subordinate authorities
cannot travel beyond that limited mandate.
2.
Comparables Had Already Attained Finality
The selection of comparables was
not disputed in earlier proceedings and therefore could not be reopened.
3.
Fresh Determination Means Limited Fresh Exercise
The phrase “fresh determination”
in remand must be read contextually and cannot authorize reopening settled
issues.
4. Revenue
Action Was Beyond Jurisdiction
The TPO exceeded jurisdiction by
rejecting previously accepted comparables and introducing fresh comparables.
Final
Order
Show cause notice dated
23.09.2016 and all consequential proceedings were quashed.
Writ petition allowed.
Important Clarification
The Court clarified that:
- Remand proceedings
are confined strictly to the scope of appellate directions.
- Revenue cannot
reinterpret remand orders to enlarge jurisdiction.
- Comparability
disputes cannot be reopened unless specifically remanded.
- Transfer pricing
proceedings must maintain procedural finality and certainty.
This judgment strengthens
taxpayer protection against excessive expansion of remand proceedings.
Sections
Involved
- Section 92C – Computation of
Arm’s Length Price
- Section 92CA – Reference to
Transfer Pricing Officer
- Section 144C – Dispute
Resolution Panel
- Rule 10B of Income Tax
Rules, 1962
– Determination of Arm’s Length Price
- Section 92A – Associated
Enterprise
Link to download the order -https://delhihighcourt.nic.in/app/case_number_pdf/2017:DHC:1391-DB/SRB08032017CW115962016.pdf
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