Facts of the Case
Sony Mobile Communications (India) Pvt. Ltd. and Sony India
Pvt. Ltd. were engaged in importing, marketing, selling consumer products and
providing after-sales support services in India.
For Assessment Year 2009-10:
- The
Assessing Officer referred international transactions to the Transfer
Pricing Officer (TPO).
- The
TPO proposed transfer pricing adjustments relating primarily to
Advertising, Marketing and Promotion (AMP) expenses.
- Draft
assessment orders were issued and subsequently challenged before the
Dispute Resolution Panel (DRP).
- Final
assessment orders raised substantial tax demands.
Following assessment:
- Petitioners
filed appeals before the Income Tax Appellate Tribunal (ITAT).
- Applications
under Section 220(3) seeking stay of demand were filed before the
Assessing Officer.
- Stay
petitions were also filed before the Tribunal.
- The
Assessing Officer rejected the stay applications and immediately issued
garnishee notices under Section 226(3) attaching bank accounts.
- In
Sony Mobile's case, an amount of approximately Rs. 43.87 crores was
recovered from its bank account.
The petitioners approached the Delhi High Court challenging
the attachment orders.
Facts extracted from judgment
Issues Involved
- Whether
the Assessing Officer was justified in issuing garnishee orders under
Section 226(3) immediately after rejecting stay applications under Section
220(3).
- Whether
immediate coercive recovery proceedings during the pendency of appeals and
stay applications before the ITAT violated principles of fairness.
- Whether the action of the Assessing Officer constituted arbitrary exercise of statutory powers.
Petitioners’ Arguments
The petitioners contended that:
- The
Assessing Officer acted with undue haste in issuing garnishee orders.
- Recovery
proceedings were initiated despite knowledge that appeals and stay
applications had been filed before the Tribunal.
- Immediate
attachment of bank accounts reflected lack of fairness and disregard for
judicial proceedings.
- The
petitioners should have been given a reasonable opportunity after
rejection of stay applications to either make payment arrangements or seek
remedies before the Tribunal.
- The
coercive action amounted to arbitrary exercise of powers.
Arguments extracted from judgment
Respondents’ Arguments
The Revenue argued that:
- Tax
demand became payable after expiry of the statutory period prescribed
under Section 220(1).
- The
petitioners failed to discharge their tax liability within the stipulated
period.
- Recovery
proceedings under Section 226(3) were legally permissible.
- The
Assessing Officer acted within statutory powers.
- There
was no procedural illegality in initiating recovery proceedings.
Arguments extracted from judgment
Court Findings / Court Order
The Delhi High Court observed that:
- Technically,
no legal fault could be found with the Assessing Officer's action.
- However,
issuance of garnishee proceedings immediately after rejecting stay
applications reflected undue haste.
- The
Assessing Officer should have waited for a reasonable period before taking
coercive steps.
- Revenue
protection must be balanced with principles of fairness and natural
justice.
The Court accordingly directed:
- The
amount of Rs. 43.87 crores recovered from Sony Mobile's account should be
reversed and re-credited.
- Petitioners
should maintain a minimum balance equal to the recovered amount.
- ITAT
was directed to hear and decide stay applications expeditiously.
- Revenue
authorities were restrained from taking coercive recovery measures until
disposal of stay applications.
Court findings extracted from judgment
Important Clarification
- Even
where statutory powers legally exist, exercise of such powers must conform
to fairness and reasonableness.
- Revenue
authorities should avoid mechanical or immediate coercive action
immediately after rejection of stay requests.
- Adequate
opportunity should be provided to the assessee for arranging payment or
pursuing appellate remedies.
- Revenue collection cannot disregard principles of fair play.
Sections Involved
Income Tax Act, 1961
- Section
143(2) — Scrutiny Assessment
- Section
156 — Notice of Demand
- Section
220(1) — Time for Payment of Demand
- Section
220(3) — Extension of Time/Installment Facility
- Section
220(6) — Assessee Not Deemed in Default
- Section
226(3) — Garnishee Proceedings/Attachment of Debts
- Transfer Pricing provisions relating to Arm's Length Price (ALP)
Link to download the order -
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