Facts of the Case
The assessee filed the return of income for Assessment Year
2006-07. The assessee contended that no notice under Section 143(2) of the
Income Tax Act was served within the statutory limitation period prescribed
under law. Despite this, the Assessing Officer proceeded with the assessment
and finalized the assessment on 12.12.2008 by making additions to the income of
the assessee.
The assessee challenged the assessment before the Commissioner of
Income Tax (Appeals), contending that the assessment proceedings were invalid
due to non-service of notice within the prescribed period. However, the CIT(A)
rejected the contention on the basis that notice had allegedly been issued
through the assessee’s Chartered Accountant.
The assessee further appealed before the Income Tax Appellate
Tribunal (ITAT), which upheld the order of the CIT(A), observing that the
assessee had participated in the assessment proceedings, though under protest.
Issues Involved
- Whether
notice under Section 143(2) of the Income Tax Act was validly served upon
the assessee within the statutory limitation period.
- Whether
participation in assessment proceedings under protest cures the defect of
non-service of statutory notice.
- Whether
the burden to prove valid service of notice lies upon the Revenue.
Petitioner’s Arguments
- The
assessee argued that no notice under Section 143(2) was served within the
statutory period prescribed by law.
- It was
contended that the first notice was received only in October 2007, beyond
the limitation period.
- The
assessee consistently objected to the validity of the assessment
proceedings through written objections dated 05.11.2007 and 12.05.2008.
- It was
further argued that mere participation in assessment proceedings under
protest does not validate an otherwise illegal assessment proceeding.
Respondent’s Arguments
- The
Revenue contended that notice dated 28.06.2007 under Section 143(2) had
been issued through the Chartered Accountant representing the assessee.
- It was
argued that the assessee participated in the assessment proceedings and
filed details before the Assessing Officer from time to time, thereby
validating the proceedings.
- The
Revenue relied upon the findings of the CIT(A) and ITAT to support the
validity of the assessment.
Court Order / Findings
The Delhi High Court held in favour of the assessee and against
the Revenue. The Court observed that although carbon copies of notices were
available on record, there was no material to establish that such notices were
actually dispatched before the limitation period expired.
The Court further noted that:
- The
notice was neither sent through registered post nor affixed at the
assessee’s address.
- Therefore,
the statutory presumption under Section 7 of the General Clauses Act could
not be invoked.
- Participation
in assessment proceedings under protest could not cure the defect of
non-service of mandatory notice.
- The
Revenue failed to discharge the burden of proving due service of notice
under Section 143(2).
Accordingly, the Court set aside the findings of the ITAT and
CIT(A) and allowed the appeal of the assessee.
Important Clarification
The judgment reiterates that:
- Service
of notice under Section 143(2) within the prescribed limitation period is
mandatory.
- Mere
issuance of notice is insufficient unless proper service is proved.
- Participation
in assessment proceedings under protest does not amount to waiver of
jurisdictional defects.
The burden to establish valid service of notice lies entirely upon
the Revenue authorities.
Sections Involved
- Section
143(2) of the Income Tax Act, 1961
- Section 7 of the General Clauses Act, 1897
Link to Download the Order
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