Facts of the Case
The Revenue filed
appeals for Assessment Years 2006-07, 2007-08 and 2008-09 challenging the
allowability of expenditure incurred by Tupperware India Pvt. Ltd. towards hire
charges paid for plastic moulds used in manufacturing its products.
The assessee had
entered into agreements with contract manufacturers, namely Dart Manufacturing
India Pvt. Ltd. and Innosoft Technology Ltd., for manufacturing products sold
under the Tupperware brand. The moulds required for manufacturing were imported
by the assessee from overseas group entities on a hire basis and were supplied
free of cost to the contract manufacturers.
The Assessing
Officer disallowed the expenditure on the ground that such expenditure ought to
have been claimed by the contract manufacturers and relied upon findings of the
Settlement Commission under the Central Excise Act, 1944 relating to valuation
of excisable goods.
Another issue related to disallowance of provision for obsolete stock amounting to Rs.72,77,736/- for AY 2007-08. The assessee contended that obsolete and unsaleable goods were valued at market price lower than cost price in accordance with settled principles of stock valuation.
Issues Involved
- Whether hire charges paid by the assessee for
imported moulds supplied free of cost to contract manufacturers were
allowable as business expenditure under Section 37(1) of the Income Tax
Act, 1961.
- Whether findings of the Settlement Commission
under the Central Excise Act regarding valuation of excisable goods could
be relied upon for disallowing expenditure under the Income Tax Act.
- Whether provision made for obsolete and unsaleable stock was allowable while valuing closing stock.
Petitioner’s Arguments (Revenue)
- The Revenue argued that expenditure incurred
towards mould hire charges should have been claimed by the contract
manufacturers and not by the assessee.
- Reliance was placed on the Settlement
Commission’s order under the Central Excise Act holding that manufacturing
cost would include rent paid for moulds for valuation of excisable goods.
- The Revenue also attempted to invoke
principles relating to Section 194C and disallowance concerning TDS
compliance.
- Regarding obsolete stock, the Revenue contended that the assessee was not justified in creating provision without adequate basis.
Respondent’s Arguments (Assessee)
- The assessee submitted that it was engaged in
trading and sale of plastic kitchenware products manufactured according to
international quality standards and patented designs.
- Since specialised moulds were not available in
the open market, they were imported from overseas group companies on hire
basis and provided to contract manufacturers to facilitate production.
- The expenditure was incurred wholly and
exclusively for business purposes and therefore allowable under Section
37(1).
- The assessee also argued that valuation of obsolete stock at market price lower than cost price was in accordance with recognised accounting and legal principles, relying upon the Supreme Court decision in Chainrup Sampat Ram vs CIT.
Court Findings / Court Order
The Delhi High
Court dismissed all appeals filed by the Revenue and upheld the order in favour
of the assessee.
The Court held:
- Findings under the Central Excise Act
regarding valuation of excisable goods had no relevance while deciding
allowability of expenditure under Section 37(1) of the Income Tax Act.
- The mould hire charges were incurred wholly
and exclusively for the assessee’s business and were therefore allowable
deductions.
- Contract manufacturers merely rendered
manufacturing services and the assessee was justified in bearing the mould
hire expenditure.
- The Court clarified that “wholly and
exclusively” does not mean “necessarily” and voluntary expenditure
incurred for commercial expediency is allowable. Reliance was placed on
the Supreme Court judgment in Sassoon J. David & Co. (P) Ltd. vs
CIT.
- On obsolete stock valuation, the Court
observed that stock can be valued at cost or market price, whichever is
lower, provided proper basis exists for determining market value.
- The Court also noted that similar practice had
been consistently followed by the assessee and accepted in earlier years.
Important Clarification
- Valuation principles under the Central Excise
Act cannot automatically determine allowability of expenditure under the
Income Tax Act.
- Business expenditure incurred for commercial
expediency is allowable even if not incurred out of necessity.
- Contract manufacturing arrangements do not
prevent an assessee from claiming deduction for expenditure directly
incurred for its business operations.
- Obsolete and unsaleable stock can be valued at
market price lower than cost price if supported by proper evidence and
accounting practice.
Sections Involved
- Section 37(1) of the Income Tax Act, 1961
- Section 195 of the Income Tax Act, 1961
- Section 40(a)(ia) of the Income Tax Act, 1961
- Section 194C of the Income Tax Act, 1961
- Section 4 of the Central Excise Act, 1944
Link to Download the Order
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