Facts of the Case
Oswal Agro Mills Ltd. entered into agreements with
certain importers for the purchase of imported Palm Stearine Fatty Acid. Under
the agreements, the assessee agreed to purchase the imported material at landed
cost including CIF value, customs duty, clearing charges and related expenses
along with a specified margin. The agreements further provided that any
disputed amount of customs duty, excise duty, penalty, sales tax, or similar
liability arising during transactions would be treated as part of landed cost
and paid by the assessee as and when the importers became liable for such
payment.
The Customs Department demanded additional customs
duty from the importers. The importers challenged the demand before the Supreme
Court and obtained interim relief allowing clearance of goods on partial
payment and bank guarantees for the remaining disputed amount. The assessee
furnished counter guarantees in respect of such bank guarantees.
For Assessment Year 1987–88, the assessee claimed
deduction of ₹1,64,87,375 relating to unpaid additional customs duty and also
claimed deduction for loss arising from foreign exchange fluctuation.
The Assessing Officer disallowed the claims and the
appellate authorities upheld the disallowance, leading to the present appeal
before the Delhi High Court.
Issues Involved
- Whether disputed additional customs duty claimed by the assessee
constituted an accrued trading liability or a contingent liability.
- Whether such liability was allowable as deduction under Section 43B
of the Income Tax Act.
- Whether furnishing a bank guarantee amounted to actual payment for
purposes of Section 43B.
- Whether foreign exchange fluctuation loss constituted a notional
loss or an allowable business loss.
Petitioner’s Arguments
The assessee contended that:
- The additional customs duty formed part of landed cost of imported
goods and was therefore a trading liability.
- The liability had accrued pursuant to contractual obligations and
could not be characterized as contingent merely because the importers had
challenged the customs demand.
- The uncertainty related only to quantification and not to the
existence of liability.
- Under mercantile accounting principles, accrued liabilities are
allowable deductions even if discharged at a later date.
- The amount deposited as margin money for obtaining bank guarantees
effectively resulted in funds moving out of the assessee’s control and
therefore should be regarded as actual payment.
- The assessee relied upon judicial precedents including:
Respondent’s
Arguments
The Revenue contended that:
- The liability was contingent because the importers themselves had
disputed the customs duty demand before the Supreme Court.
- The assessee's obligation would arise only if the importers
ultimately became liable to pay the additional customs duty.
- A contingent liability cannot be allowed as expenditure under the
mercantile system.
- Furnishing bank guarantees does not amount to actual payment.
- Section 43B applies only when there is actual payment of statutory
dues.
Court Findings / Order
The Delhi High Court held:
On Disputed
Additional Customs Duty
The Court held that the assessee's liability was
contingent in nature and had not crystallized during the relevant assessment
year.
The Court observed that the contractual arrangement
specifically stated that the assessee would become liable only if and when the
importers were called upon to pay the disputed customs duty.
Since the importers' challenge before the Supreme
Court was still pending, the liability depended upon the happening of an
uncertain future event.
Therefore, the liability had not accrued and could
not be claimed as a deduction.
Important Clarification
The Court clarified that:
- Mere uncertainty in quantification does not make a liability
contingent.
- However, where the existence of liability itself depends on
occurrence of a future uncertain event, such liability remains contingent.
- Contractual liability and statutory liability are distinct
concepts.
- A bank guarantee is not equivalent to actual payment for purposes
of deduction under Section 43B.
Sections Involved
- Section 260A – Appeal to High Court
- Section 43B – Certain deductions to be allowed only on actual
payment
- Mercantile System of Accounting Principles
- Accounting Standard–29 relating to Contingent Liabilities
Link to download the order - https://delhihighcourt.nic.in/app/case_number_pdf/2014:DHC:738-DB/VIB07022014ITA412000.pdf
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