Facts of the Case
The respondent-assessee (M/s. Oswal Agro Mills Ltd. / Oswal
Chemicals & Fertilizers Ltd.) claimed a depreciation amount of ₹9.31 Crores
on various assets for the Assessment Year 1998-99. This claim included depreciation
on its business unit located at Bhopal. The Bhopal unit had remained completely
non-functional and closed down from the Assessment Year 1997-98 onwards,
spanning a continuous period of roughly 5 to 6 years across the connected
assessment years under appeal.
The Assessing Officer (AO) disallowed the depreciation
pertaining to the Bhopal unit on the ground that the unit was locked/closed and
the underlying assets were not actively used for the purposes of the business
during the relevant previous years. The Commissioner of Income Tax (Appeals)
[CIT(A)] confirmed the disallowances. However, the Income Tax Appellate
Tribunal (ITAT) reversed the orders, ruling in favor of the assessee on the
grounds that the unit was only temporarily closed, its assets formed a part of
the "block of assets," and it qualified as passive user. The Revenue
appealed these ITAT orders before the High Court.
Issues Involved
- Whether
the phrase "used for the purpose of business" under Section 32
of the Income Tax Act, 1961 can be extended under the concept of 'passive
user' to allow depreciation on a manufacturing unit that has remained
completely non-functional and closed for consecutive years.
- Whether
individual assets can be segregated by the Revenue to disallow depreciation
once they legally form a part of a "block of assets" under the
amended provisions of Section 32, Section 2(11), and Section 43(6) of the
Income Tax Act, 1961.
Petitioner’s (Revenue's) Arguments
- The
Revenue contended that under Section 32 of the Income Tax Act,
depreciation is permissible only upon the fulfillment of the twin
statutory pre-conditions: ownership of the asset and its actual or
intended usage for the business or profession.
- It
was argued that the second condition was entirely unfulfilled because the
entire Bhopal unit was non-functional for over 5–6 years.
- The
Revenue submitted that the doctrine of "passive user" (or
keeping assets ready for use) cannot be stretched to cases where a whole
unit suffers a complete, long-term halt in operations.
- They
further argued that the introduction of the "block of assets"
concept was merely a mechanism for computational simplification and could
not override the foundational statutory requirement of usage mandated by
Section 32.
Respondent’s (Assessee's) Arguments
- The
Assessee contended that following the landmark legislative introduction of
the "block of assets" concept via the Taxation Laws (Amendment)
Act, 1986 (effective April 1, 1988), the fundamental mechanism of
calculating depreciation underwent a complete shift.
- It
was argued that under the amended regime, individual assets lose their
standalone identity once they merge into a specific "block of
assets". Consequently, the Revenue has no statutory authority to
segregate a single asset from the block to test its individual usage.
- The
Assessee further pointed out that it was a fifty-year-old operating
company and the closure of the Bhopal unit was a temporary period of
commercial lull while efforts were being made to make the unit viable;
hence, it fell under the category of "passive user".
Court Order / Findings
The Hon’ble Delhi High Court dismissed the Revenue's appeals
and upheld the ultimate conclusion of the ITAT, though it modified the legal
reasoning:
- On
Passive User: The High Court agreed with the Revenue
that "passive user" cannot be stretched to absurd, indefinite
limits. If an entire unit remains shut down for numerous years without any
operational activity, it cannot be deemed "ready for use" under
Section 32, as doing so would render the statutory phrase "used for
the purpose of business" superfluous.
- On
Block of Assets: The High Court ruled heavily in favor of
the Assessee on the block-assessment framework. It held that under the
amended Section 32, Section 2(11), and Section 43(6), depreciation is
calculated on the Written Down Value (WDV) of the entire block of
assets at a lump-sum prescribed percentage. Individual assets
completely lose their independent identity once entering the block.
- Conclusion:
Because the law no longer requires or permits an asset-by-asset tracking
or the maintenance of separate individual records for checking individual
usage, the Revenue cannot pick out or segregate a non-utilized asset from
a block to deny depreciation, provided the block itself is operational.
Furthermore, any eventual sale of such asset is adjusted against the
block, creating short-term capital gains tax liabilities under Section 50,
thereby protecting the Revenue from any net loss.
Important Clarification
- The
Absolute Principle of 'Block of Assets': The ruling
clarifies that once an individual asset becomes a component of an
established "block of assets," the Revenue cannot segregate that
particular asset to deny depreciation on the grounds of non-user.
Individual asset identity is legally extinguished for depreciation
calculations under the post-1988 Income Tax framework.
Sections Involved
- Section
32 – Depreciation
- Section
2(11) – Definition of "Block of Assets"
- Section 43(6) – Definition and Computation of "Written Down Value"
Link to download the order -
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