Facts of the Case
During the assessment proceedings, the Assessing Officer
(AO) discovered multiple cash deposits totaling ₹25.73 lakhs in the Savings
Bank Account maintained by the assessee with Canara Bank. Due to a lack of
response and non-appearance from the assessee, the AO proceeded to pass an ex
parte best judgment assessment. The entire amount of ₹25.73 lakhs was added
to the assessee's income, treating it as undisclosed investment/income.
The assessee appealed before the Commissioner of Income Tax
(Appeals) [CIT(A)], demonstrating sufficient cause that prevented her from
appearing before the AO. She furnished bank statements showing a continuous
pattern of 125 deposits (ranging from ₹585 to ₹45,000) and 124 corresponding
withdrawals throughout the financial year. The assessee contended that instead
of adding the entire volume of transactions, only the maximum peak credit
balance of ₹95,293 should be considered for tax assessment. The CIT(A) accepted
this explanation and restricted the addition to ₹95,293, which was subsequently
upheld by the Income Tax Appellate Tribunal (ITAT).
Issues Involved
- Whether
the lower appellate authorities were justified in restricting the quantum
of tax addition to the "peak credit" balance of ₹95,293 instead
of the total aggregate cash deposits of ₹25.73 lakhs.
- Whether
a pure finding of fact regarding a bank statement's cash flow pattern
(deposits and withdrawals) gives rise to a substantial question of law
under Section 260A of the Income Tax Act.
Petitioner’s (Revenue's) Arguments
The Revenue (represented by the Appellant's advocate)
contended that the Assessing Officer was fully justified in making an addition
of the entire sum of ₹25.73 lakhs as undisclosed income. They argued that
because the assessee failed to provide necessary explanations and source
details during the initial assessment stage, the total sum of the unexplained
cash deposits should be taxed in full, without granting the benefit of peak
credit calculations.
Respondent’s (Assessee's) Arguments
The assessee argued that she was prevented by sufficient
cause from presenting her case before the Assessing Officer initially. By
producing detailed bank statements before the CIT(A), she established a
consistent velocity of transactions consisting of alternating cash deposits and
subsequent withdrawals. It was argued that the same funds were being rotated,
and therefore, adding the gross aggregate sum would lead to double taxation.
The addition, if any, should strictly be restricted to the peak credit balance
of ₹95,293 reached during the year.
Court Order / Findings
The High Court of Delhi dismissed the Revenue's appeal,
affirming the orders of the CIT(A) and the ITAT. The Court observed that the
bank statement clearly exhibited approximately 125 deposit entries and 124
withdrawal entries throughout the period from April 2, 2004, to March 30, 2005.
Both appellate authorities correctly deduced that the continuous cycle of
deposits and withdrawals allowed for an easy determination of the peak balance.
The High Court held that the determination of the peak deposit amount of
₹95,293 is a pure finding of fact and concluded that no substantial question of
law arose for its consideration.
Important Clarification
- Peak
Credit Validity on Rotational Deposits: When a bank
account reflects a clear and continuous pattern of alternating cash
deposits and cash withdrawals, the entire aggregate of deposits cannot be
treated as undisclosed income. The tax liability must be confined only to
the highest "peak credit" balance in the account during the
financial year, as withdrawals are presumed to feed the subsequent
deposits.
- Fact
vs. Law in Best Judgment Cases: The calculation and
acceptance of a peak credit balance based on verified bank statements
constitute a pure finding of fact, which does not warrant interference as
a substantial question of law under Section 260A.
Sections Involved
- Section
68 of the Income Tax Act, 1961 (Unexplained Cash Credits
/ Undisclosed Income)
- Section
144 of the Income Tax Act, 1961 (Best Judgment Assessment)
- Section 260A of the Income Tax Act, 1961 (Appeal to High Court)
Link to download the order -
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