Facts of the Case
·
The Appellant (Revenue/Income Tax
Department) filed an appeal challenging the order dated August 21, 2009, passed
by the Income Tax Appellate Tribunal (ITAT) for the Assessment Year 2005-2006.
·
The Assessing Officer (AO) made an
addition of ₹25,00,000 to the income of the respondent-assessee (M/s Green Tech Tower Builders Pvt. Ltd.) under Section
68 of the Act, treating it as unexplained share application money.
·
The AO primarily based this addition
on a statement of one Shri Pradeep Kumar Jindal recorded on April 15, 2004.
Crucially, this statement was recorded before the
incorporation of the respondent-assessee company, which took place on November
19, 2004.
·
The share application money was
received via cheques from the share applicant, M/s Ekka Processors and
Distributors Pvt. Ltd., from its current account at Vijaya Bank,
Azadpur, Delhi.
·
The Commissioner of Income Tax
(Appeals) [CIT(A)] and the ITAT both deleted the addition made by the AO,
prompting the Revenue to appeal to the High Court.
Issues Involved
·
Whether the ITAT erred in law by
deleting the addition of ₹25,00,000 made under Section 68 of the Income Tax
Act, 1961, on account of unexplained share application money.
·
Whether the respondent-assessee
failed to discharge its primary onus to establish the creditworthiness and
genuineness of the share applicant under Section 68.
Petitioner’s (Revenue's) Arguments
·
The learned counsel for the Revenue
argued that the ITAT committed a legal error by deleting the addition of
₹25,00,000.
·
It was contended that the primary
onus to establish the nature and source of the share application money lay on
the respondent-assessee, and they failed to fully discharge it, making the
addition under Section 68 justified.
Respondent’s Arguments
·
(No one appeared on
behalf of the respondent during the oral judgment; however, the findings of the
lower authorities representing their position were upheld).
·
The contentions sustained by the
CIT(A) and ITAT established that the share applicant paid through proper
banking channels (cheques). There was no cash deposit in the share applicant's
bank account prior to issuing the cheques, and the funds originated through
legitimate bank transfers/clearing.
Court Order / Findings
·
The Hon’ble Delhi High Court
(comprising the Chief Justice and Hon’ble Mr. Justice Manmohan) found no
infirmity in the orders of the CIT(A) and the ITAT, dismissing the Revenue's
appeal in limine.
·
The Court noted that the funds were
cleared from the bank account of M/s Ekka Processors and
Distributors Pvt. Ltd. out of pre-existing credit balances of
₹36,00,000 and ₹25,00,000 received via genuine bank transfers or clearing.
·
The Court emphasized that the AO
failed to bring any material or evidence on record to prove that the credited
amounts had originated, directly or indirectly, from the coffers of the
assessee company.
·
Furthermore, the statement relied
upon by the AO (dated 15.04.2004) lacked relevance as it was recorded prior to
the actual incorporation of the assessee company (19.11.2004).
Important Clarification
The Court re-validated a crucial burden-of-proof
mandate under Section 68 regarding share application money by leaning on
settled legal precedents:
1. CIT vs. Value Capital Services Pvt. Ltd. (2008) 307
ITR 334 (Delhi): Standardized that the department
must prove that the source of money originated from the assessee's own pockets
if bank channels are verified.
2. CIT vs. Lovely Exports (P) Ltd., 216 CTR 195 (SC): The Apex Court clarified that if the share
application money is received from alleged bogus shareholders whose names and
details are provided to the AO, the Department cannot simply add it to the
assessee's income under Section 68. Instead, the Department is free to reopen
the individual assessments of those specific shareholders in accordance with
the law.
Thus, the sum of ₹25,00,000 could not be legally
regarded as undisclosed income of the respondent-assessee.
Section Involved
·
Section 68 of the
Income Tax Act, 1961 – Cash Credits / Unexplained Share
Application Money.
· Section 260A of the Income Tax Act, 1961 – Appeal to the High Court.
Link to download the order - https://delhihighcourt.nic.in/app/case_number_pdf/2010:DHC:3980-DB/MMH12082010ITA11132010.pdf
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