Facts of the Case
- The
assessee, M/s Durable Properties, entered into an Agreement to Sell dated
09.01.2003 for the sale of its flat situated at Vasant Kunj, New Delhi.
- The
purchaser, M/s Fair N. Square, agreed to purchase the property for a total
consideration of ₹90 lakhs.
- An
advance amount of ₹30 lakhs was paid by M/s Fair N. Square to the
assessee.
- During
assessment proceedings, the Assessing Officer treated the amount of ₹30
lakhs as unexplained cash credit under Section 68 of the Income Tax Act,
1961.
- The
Assessing Officer primarily relied upon the fact that notices issued to
the purchaser could not be served and the purchaser could not be produced
before him.
- The
Commissioner of Income Tax (Appeals) deleted the addition.
- The
Income Tax Appellate Tribunal affirmed the deletion, holding that the
amount was received under a genuine Agreement to Sell and was liable to be
treated in accordance with the provisions relating to forfeited advances.
- Aggrieved by the Tribunal's order, the Revenue preferred an appeal before the Delhi High Court.
Issues Involved
1. Whether the Assessing Officer was justified in making an
addition of ₹30 lakhs under Section 68 of the Income Tax Act, 1961?
2. Whether the amount received as advance under a genuine
Agreement to Sell could be treated as unexplained cash credit merely because
the purchaser was not traceable at the given address?
3. Whether the findings of the Tribunal involved any substantial question of law warranting interference under Section 260A of the Income Tax Act, 1961?
Petitioner's Arguments (Revenue)
The Revenue contended that:
- The
Tribunal erred in law in deleting the addition of ₹30 lakhs made under
Section 68 of the Income Tax Act, 1961.
- The
alleged creditor, M/s Fair N. Square, was not traceable at the address
furnished by the assessee.
- Notices
issued by the department could not be served upon the purchaser.
- Despite
several opportunities, the assessee failed to produce the purchaser for
examination before the Assessing Officer.
- Consequently, the genuineness and creditworthiness of the transaction remained unverified and the addition under Section 68 was justified.
Respondent's Arguments (Assessee)
The assessee submitted that:
- The
amount represented an advance received under a valid and genuine Agreement
to Sell.
- The
Agreement to Sell was duly executed and produced before the Assessing
Officer.
- Confirmation
regarding the payment of advance had been furnished.
- M/s
Fair N. Square was a registered company and a regular income-tax assessee.
- The
Permanent Account Number (PAN) of the purchaser was supplied to the
department.
- Details
of the purchaser's assessment ward, registration with the Registrar of
Companies (ROC), and banking particulars were also provided.
- The
Agreement specifically provided that the advance amount would stand
forfeited in the event of default by the purchaser.
- The Assessing Officer had not challenged the authenticity or legality of the Agreement to Sell.
Court Findings / Court Order
The Delhi High Court upheld the orders of the CIT(A) and the
Tribunal and observed as follows:
1. Identity of the Purchaser Established
The assessee had furnished:
- PAN
details of the purchaser.
- Registration
particulars with the Registrar of Companies.
- Bank
account details.
- Assessment
particulars under the Income Tax Act.
These documents sufficiently established the identity of M/s
Fair N. Square.
2. Genuine Property Transaction
The Agreement to Sell was produced before the Assessing
Officer and its authenticity was never questioned.
The Court noted that the Assessing Officer failed to establish
that the Agreement was a sham or non-genuine document.
3. Non-Service of Notice Not Sufficient
The mere fact that notices under Sections 131 and 133(6) could
not be served upon the purchaser could not, by itself, render the transaction
non-genuine.
4. Forfeited Advance Covered by Specific Provision
The Tribunal rightly observed that forfeited advances arising
from property transactions are specifically covered by the provisions of the
Income Tax Act dealing with such receipts.
5. Pure Question of Fact
The Court held that the controversy involved only factual
findings based on evidence already examined by the appellate authorities.
No substantial question of law arose for determination under
Section 260A.
Final Order
The appeal filed by the Revenue was dismissed in limine.
Important Clarification
Mere Non-Availability of Purchaser Does Not
Attract Section 68
Where:
- Identity
of the payer is established,
- Documentary
evidence supports the transaction,
- PAN,
ROC details and confirmations are furnished, and
- The
underlying agreement remains unquestioned,
an addition under Section 68 cannot be sustained merely
because the purchaser is not available or notices remain unserved.
Genuine Advances Under Property Agreements
Amounts received as advances pursuant to genuine property
transactions cannot automatically be treated as unexplained cash credits when
adequate supporting evidence exists.
Scope of Appeal Under Section 260A
Findings of fact concurrently recorded by the CIT(A) and the Tribunal ordinarily do not give rise to a substantial question of law warranting interference by the High Court.
Sections Involved
- Section
68 – Unexplained Cash Credits
- Section
131 – Power Regarding Discovery, Production of Evidence,
etc.
- Section
133(6) – Power to Call for Information
- Section
260A – Appeal to High Court
- Section 51 (referred to by the Tribunal concerning forfeiture of advance money received in connection with transfer of a capital asset)
Link to download the order –
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