Facts of the Case
The assessee, All Grow Finance
and Investment Pvt. Ltd., was a Non-Banking Financial Company engaged in the
business of money lending and earning interest income.
The assessee had advanced Rs. 60
lakhs to M/s Bhav Portfolio. After adjustment of the opening credit balance, a
sum of Rs. 56.90 lakhs remained recoverable. Despite repeated requests,
reminders and legal notices, the amount could not be recovered. Consequently,
50% of the amount due, i.e., Rs. 28.45 lakhs, was written off during Assessment
Year 2000-01. The remaining amount was written off in Assessment Year 2004-05.
Similarly, Rs. 6.50 lakhs
relating to another borrower, M/s Gallery, was also written off during the
relevant assessment year.
The assessee claimed deduction
of the aggregate amount of Rs. 34,95,000 as bad debts.
The Assessing Officer disallowed
the claim on the ground that the debt had not been taken into account as income
in earlier years as allegedly required under Section 36(2) of the Act. The
disallowance was upheld by the Commissioner of Income Tax (Appeals) and
subsequently by the Income Tax Appellate Tribunal.
Aggrieved by the Tribunal's
order, the assessee filed an appeal before the Delhi High Court.
Issues
Involved
1.
Whether
the Tribunal was justified in holding that bad debts amounting to Rs. 34,95,000
were not allowable under Section 36(1)(vii) read with Section 36(2) of the
Income-tax Act, 1961.
2.
Whether
the Tribunal erred in holding that the conditions of Section 36(2) were not
fulfilled merely because the advance/debt itself had not been shown as income
in the profit and loss account.
Petitioner’s
Arguments (Assessee)
• The assessee contended that
once a debt had been written off as irrecoverable in its books, deduction was
allowable under Section 36(1)(vii).
• It was argued that Section
36(2) creates a separate category for money lent in the ordinary course of
banking or money-lending business.
• The assessee submitted that
for a money-lending concern, it is not necessary that the principal amount of
loan should have been reflected as income in earlier years.
• The only relevant requirement
is that the money should have been lent in the ordinary course of the
money-lending business with the expectation of earning interest.
• Since the assessee was an NBFC
carrying on money-lending activities and the loans were advanced during the
course of such business, the deduction could not be denied.
Respondent’s Arguments (Revenue)
• The Revenue contended that
deduction under Section 36(2) is available only when the debt or a part thereof
has been taken into account while computing income in the relevant or earlier
previous years.
• Since the principal amount
advanced by the assessee was never reflected as income, the statutory
conditions prescribed under Section 36(2) were not fulfilled.
• Accordingly, the Revenue
argued that the amount written off could not qualify as a bad debt deduction.
Court
Findings
The Delhi High Court examined
Section 36(1)(vii) and Section 36(2)(i) of the Income-tax Act and analyzed the
distinction between the two limbs contained in Section 36(2)(i).
The Court observed that the
first limb applies generally to business debts and requires that such debt
should have been taken into account in computing income.
The second limb separately
covers money lent in the ordinary course of banking or money-lending business carried
on by the assessee.
The Court held that these two
limbs operate independently and are separated by the expression “or”,
indicating a legislative distinction.
Relying upon the decision of the
Madras High Court in P.C. Dharmalinga Mudaliar v. Commissioner of Income Tax
(1985) 152 ITR 454 (Mad), the Court observed that in the case of money-lending
businesses, money advanced constitutes stock-in-trade and is inherently on
revenue account.
Therefore, it is not necessary
for such money lent to be separately shown as income before deduction can be
claimed as a bad debt.
The Court further held that for
money-lending concerns, the essential requirement is that the loan must have
been advanced in the ordinary course of the money-lending business.
Once this condition is satisfied
and the amount is written off as irrecoverable, no additional requirement from
the first limb of Section 36(2)(i) can be imported into the second limb.
Important
Clarification
The Delhi High Court clarified
that in the case of banking and money-lending businesses, the requirement that
a debt must have been taken into account while computing income is not
applicable in the same manner as it is for ordinary business debts.
For money-lending entities, the
decisive test is whether the amount was advanced in the ordinary course of the
money-lending business.
If that condition is fulfilled
and the debt is written off as irrecoverable, deduction under Section
36(1)(vii) read with Section 36(2) cannot be denied merely because the
principal amount of the loan was not reflected as income.
Court
Order
The Delhi High Court allowed the
appeal filed by the assessee.
The Court answered the questions
of law in favour of the assessee and against the Revenue.
It held that the authorities
below were not justified in disallowing the deduction of Rs. 34,95,000 claimed
as bad debt under Section 36(1)(vii) read with Section 36(2) of the Income-tax
Act, 1961.
Since the claim was allowed as
bad debt, the alternative plea for deduction as business loss under Section 37
did not require adjudication.
Sections
Involved
• Section 36(1)(vii) of the
Income-tax Act, 1961
• Section 36(2) of the Income-tax Act, 1961
• Section 37 of the Income-tax Act, 1961 (alternative plea)
• Section 143(1) of the Income-tax Act, 1961
Link to download the order -
https://delhihighcourt.nic.in/app/case_number_pdf/2011:DHC:3183-DB/MLM03062011ITA6822011.pdf
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