Facts of the Case
- The
Petitioner filed a Writ Petition under Article 226 of the Constitution of
India to challenge an order dated October 23, 2009, issued by the Transfer
Pricing Officer (TPO) under Section 92CA(3) of the Income Tax Act.
- The
TPO's order determined the Arm's Length Price (ALP) regarding an
international transaction for 'representation services' and made an upward
adjustment addition of Rs. 41,95,484/- (nearly a 90% increase in price).
- Based
on the TPO's order, the Assessing Officer (AO) formulated a Draft
Assessment Order under Section 144C of the Act, proposing to include this
dynamic addition to the final computation.
- The
Petitioner submitted necessary information and documentation during the
TPO proceedings and expressly requested via a letter dated October 13,
2009, to be confronted or given clarity before any final disallowance was
made. However, the TPO allegedly adopted a final calculation formula
unilaterally without presenting it to the Petitioner.
Issues Involved
- Whether
the Transfer Pricing Officer (TPO) violated the principles of natural
justice by failing to confront the Petitioner with the specific
mathematical formula/basis ultimately utilized to calculate the Arm's
Length Price (ALP).
- Whether
a Writ Petition under Article 226 of the Constitution is maintainable
against a TPO's determination when a statutory alternative remedy via the
Dispute Resolution Panel (DRP) under Section 144C is actively available.
Petitioner’s Arguments
- Violation
of Natural Justice: The Petitioner argued that while they
responded to standard queries and information requests, they were never
confronted with the specific framework or formula adopted by the TPO in
the final order.
- Precedent
Reliance: The learned counsel relied heavily on the
Delhi High Court judgment in Moser Bear India Ltd. vs. Additional
Commissioner of Income Tax & Another (2009) 316 ITR 1 (Del.).
- Maintainability
of Writ: Relying on the Moser Bear
precedent, the Petitioner argued that Section 92CA(3) mandates a personal
and fair hearing. If a valid opportunity is denied before the final
determination of the ALP, the aggrieved assessee has the absolute right to
challenge the validity of such an order via an Article 226 Writ Petition.
Respondent’s Arguments
- Opportunity
Was Afforded: The learned counsel for the Revenue
produced official records/entries demonstrating that the TPO had called
upon the petitioner multiple times to submit information and make
arguments. Thus, it cannot be categorized as a complete absence of an
opportunity to be heard.
- Existence
of Statutory Remedy: The Revenue contended that the
ongoing procedure had only reached the stage of a Draft Assessment Order.
The assessee possessed an efficacious statutory mechanism to present their
objections directly before the Dispute Resolution Panel (DRP) under
Section 144C.
Court Order / Findings
- No
Total Denial of Hearing: The High Court observed
from the records that the petitioner was involved in the proceedings and
asked to furnish details periodically; hence, it was not a case of total
denial of a hearing.
- Availability
of Statutory Remedial Framework: The Court noted that
under Section 144C, the assessee has an explicit legal remedy to file
complete objections against the TPO’s report and the AO's Draft Order
before the Dispute Resolution Panel (DRP).
- Mandate
of Section 144C(6): The Court highlighted that the DRP is
statutorily bound under Section 144C(6) to comprehensively evaluate the
draft order, objections, evidence produced by the assessee, and official
reports before issuing final directions.
- Dismissal
due to Alternative Remedy: Because an alternate
statutory forum exists where the petitioner can present fresh evidence and
raise all arguments to rebut the TPO’s methodology, the Court deemed it
unnecessary to entertain the matter via its writ jurisdiction.
- Directive
to the DRP: The Writ Petition was dismissed with an
explicit observation and hope that the DRP will pass a comprehensive,
speaking order after dynamically addressing the objections and evidentiary
submissions made by the petitioner.
Important Clarification
While the landmark ruling in Moser Bear India Ltd.
establishes that a complete lack of a personal hearing under Section 92CA(3)
opens the doors for a Writ Petition under Article 226, this case clarifies the
limitation of that rule. If an assessee participated in the TPO proceedings but
merely objects to the final formula/basis adopted by the TPO, it does
not amount to a total denial of natural justice. In such circumstances, the
proper and mandatory course of action is to approach the Dispute Resolution
Panel (DRP) under Section 144C, rather than seeking extraordinary writ
interventions.
Sections Involved
- Section
92CA(3) of the Income Tax Act, 1961: Procedure and
passing of order by the Transfer Pricing Officer (TPO) for determining the
Arm's Length Price (ALP).
- Section
144C of the Income Tax Act, 1961: Reference to the Dispute
Resolution Panel (DRP) and issuance of the Draft Assessment Order.
- Section
144C(6) of the Income Tax Act, 1961: Statutory
guidelines and materials to be considered by the Dispute Resolution Panel
(DRP) while issuing directions.
- Article 226 of the Constitution of India: Extraordinary writ jurisdiction of the High Court.
Link to download the order -
https://delhihighcourt.nic.in/app/case_number_pdf/2009:DHC:8435-DB/AKS22122009CW140792009_120405.pdf
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