Facts of the Case
The assessee imported goods from its holding
company, Denso Corporation, Japan. The Assessing Officer disallowed an amount
of ₹69,62,655 under Sections 92 and 40A(2) on the basis that the imported goods
were purchased at prices higher than similar goods procured from local vendors.
The CIT(A) found that the comparison adopted by the
Assessing Officer was factually incorrect because the imported prices were
compared with local market prices prevailing in subsequent years rather than in
the relevant assessment year. The CIT(A), therefore, deleted the addition, and
the Tribunal affirmed the deletion.
Another dispute related to expenditure of
₹2,11,20,147 incurred under technical service and personnel-related agreements
with Denso Corporation, Japan. The Tribunal treated 25% of the expenditure as
capital expenditure while the assessee contended that the entire expenditure
should be allowed as revenue expenditure.
The Revenue further challenged the allowance of
foreign exchange fluctuation loss.
Issues
Involved
- Whether the ITAT was correct in deleting the addition of ₹69,62,655
made under Section 92 read with Section 40A(2) of the Income-tax Act,
1961.
- Whether the ITAT was justified in treating only ₹52,80,000 out of
₹2,11,20,147 as capital expenditure.
- Whether the ITAT was correct in allowing loss arising on account of
foreign exchange fluctuation.
Petitioner’s
Arguments (Revenue)
- The Assessing Officer had rightly disallowed ₹69,62,655 under
Sections 92 and 40A(2) on the ground that the assessee purchased goods
from its related foreign entity at prices higher than comparable local
purchases.
- The Tribunal erred in restricting the amount treated as capital
expenditure to only 25% of the total expenditure.
- The Tribunal wrongly allowed the foreign exchange fluctuation loss
claimed by the assessee.
Respondent’s
Arguments (Assessee)
- The comparison adopted by the Assessing Officer was fundamentally
flawed because imported prices were compared with local market prices
prevailing in subsequent years and not during the relevant year.
- The deletion of the addition was based on proper factual
appreciation by the appellate authorities.
- The expenditure incurred under technical service arrangements was
primarily revenue in nature.
- The foreign exchange fluctuation loss was allowable in view of settled
judicial precedents.
Court
Findings
On Foreign
Exchange Fluctuation Loss
The Delhi High Court observed that the issue was
already covered by its earlier decision in Commissioner of Income Tax vs
Woodward Governor India Pvt. Ltd. (249 ITR 451), which had subsequently
been affirmed by the Supreme Court in Commissioner of Income Tax, Delhi vs
Woodward Governor India Pvt. Ltd. (312 ITR 254). Therefore, no substantial
question of law survived on this issue.
On Addition
under Sections 92 and 40A(2)
The Court noted that the Assessing Officer compared
the prices of imported goods with local market prices prevailing in subsequent
years. Such comparison was not legally sustainable because the correct
comparison ought to have been made with prices prevailing during the same year.
The CIT(A) and ITAT had recorded concurrent
findings of fact that the basis adopted by the Assessing Officer was erroneous.
Since the findings were purely factual, no substantial question of law arose
for consideration.
On Capital
vs Revenue Expenditure
The Tribunal had capitalized 25% of the expenditure
and relied upon the Supreme Court decision in Southern Switch Gear Ltd. vs
CIT (1998) 232 ITR 359.
The High Court observed that even according to the
Revenue's challenge, the dispute was limited to the extent of capitalization.
The assessee had separately challenged the Tribunal's order contending that the
entire expenditure should be treated as revenue expenditure. Therefore, no
substantial question of law arose in the Revenue's appeal.
Court Order
The Delhi High Court held that:
- The findings regarding deletion of addition under Sections 92 and
40A(2) were purely factual.
- The issue relating to foreign exchange fluctuation loss was already
covered by binding precedent.
- No substantial question of law arose from the Tribunal’s order.
Accordingly, the appeal filed by the Revenue was
dismissed.
Important
Clarification
- For benchmarking purchases from related parties, comparisons must
be made with comparable prices prevailing during the same relevant period
and not with prices prevailing in subsequent years.
- Concurrent findings of fact by CIT(A) and ITAT ordinarily do not
give rise to a substantial question of law.
- Foreign exchange fluctuation losses were held to be governed by the
principles laid down in the Woodward Governor decisions.
- The judgment reinforces the distinction between factual findings
and substantial questions of law in income-tax appeals.
Sections
Involved
- Section 92 of the Income-tax Act, 1961
- Section 40A(2) of the Income-tax Act, 1961
Link to download the order –
https://delhihighcourt.nic.in/app/case_number_pdf/2009:DHC:9422-DB/AKS05112009ITA1002009_152216.pdf
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