Facts of the Case
The petitioner was appointed as a Special Auditor
at the instance of the Assessing Officer in December 2006. Upon completion of
the Special Audit, the petitioner submitted the audit report and raised its
remuneration/fee bill on 03.07.2007 before the Commissioner of Income Tax.
Under Section 142(2D) of the Income-tax Act, the
remuneration and expenses of the Special Auditor are required to be determined
by the Chief Commissioner or Commissioner of Income Tax. After such
determination, the amount becomes payable by the assessee. In the event of
default, the amount can be recovered in accordance with the provisions relating
to recovery of tax arrears.
Despite submission of the fee claim, no
determination of fees or processing of the claim was undertaken for more than
two years, leading the petitioner to approach the Delhi High Court seeking
appropriate directions.
Issues Involved
- Whether
the Commissioner of Income Tax could indefinitely delay determination of
remuneration and expenses payable to a Special Auditor under Section
142(2D) of the Income-tax Act.
- Whether
non-availability of the Special Audit Report with the Commissioner
justified prolonged inaction in processing the fee claim.
- Whether
the Income Tax Department was obligated to take necessary steps for
recovery of the determined amount from the assessee in case of default.
Petitioner’s Arguments
- The
petitioner had duly completed the Special Audit assignment and submitted
the remuneration claim in July 2007.
- Section
142(2D) mandates determination of audit fees and expenses by the
Commissioner.
- Despite
repeated lapse of time, no decision had been taken on the fee claim.
- The
delay was arbitrary and deprived the petitioner of remuneration for
professional services already rendered.
- The
Department could not avoid its statutory responsibility by citing
procedural difficulties.
Respondent’s Arguments
- The
Commissioner of Income Tax submitted that the Special Audit Report had not
been furnished to the department.
- In
the absence of the audit report, the fee payable to the auditor could not
be determined.
- Consequently,
the fee bill remained pending for processing and determination.
Court Findings
The Delhi High Court observed that the explanation
offered by the Commissioner was unsatisfactory.
The Court noted that under the prescribed
procedure, the audit report is supplied by the auditor to the concerned
assessee. Therefore, it was incumbent upon the Commissioner to obtain the
report from the assessee and process the matter accordingly.
The Court further held that even if the assessee
was not cooperating, the Commissioner was not without remedies and could have
called upon the petitioner to furnish a copy of the audit report.
The Court expressed its inability to appreciate
the conduct of the Commissioner in allowing the matter to remain unattended for
more than two years.
The Court recorded that during the hearing, the
petitioner supplied complete copies of the audit reports to the counsel
representing the Commissioner, thereby removing the stated impediment.
Court Order
The Delhi High Court directed the Commissioner of
Income Tax to:
- Finalize
and determine the petitioner’s fee bill/remuneration claim within two
months.
- Direct
the concerned assessee to make payment of the determined amount to the
petitioner.
- Initiate
recovery proceedings in accordance with Chapter XVII-B of the Income-tax
Act if the assessee failed to make payment.
Accordingly, the writ petitions were disposed of
with the above directions.
Important Clarification
The judgment clarifies that:
- The
statutory obligation to determine remuneration of a Special Auditor under
Section 142(2D) cannot be indefinitely postponed.
- Administrative
inaction cannot be justified merely on the ground that the audit report
was not readily available with the Commissioner.
- The
Income Tax Department must actively obtain necessary records and process
fee claims within a reasonable time.
- Upon
determination of fees, the Department must ensure recovery from the
assessee in accordance with the statutory mechanism where payment is not
voluntarily made.
Relevant Sections Involved
- Section
142(2A), Income-tax Act, 1961
- Section
142(2D), Income-tax Act, 1961
- Chapter XVII-B of the Income-tax Act, 1961 (Recovery Mechanism)
Link to download the order -
https://delhihighcourt.nic.in/app/case_number_pdf/2009:DHC:7452-DB/AKS18082009CW4972009_120918.pdf
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