Facts of the Case
The assessee, Mr.
Tadashi Murakami, was an employee of Hongo India Pvt. Ltd. He received salary
in both Indian currency and foreign currency. Apart from salary, tax amounting
to Rs. 1,68,104/- was paid by the employer on his behalf.
During assessment
proceedings, the Assessing Officer treated the employer-paid tax of Rs.
1,68,104/- as a monetary perquisite and added the same to the assessee’s
income. After computing the total income and tax liability, the Assessing
Officer further applied Section 195A and grossed up the tax liability to Rs.
22,61,276/-. However, no basis or reasons for such grossing up were recorded in
the assessment order.
The assessee challenged
the assessment before the Commissioner of Income Tax (Appeals), contending that
the grossing up was wrongly made on the assumption that advance tax had been
paid by the employer, whereas the advance tax was actually paid by the assessee
himself.
The CIT(A) accepted the
contention and deleted both the grossing up addition and the addition of Rs.
1,68,104/-. The Revenue challenged the order before the Income Tax Appellate
Tribunal, which upheld the relief granted to the assessee. Aggrieved by the
Tribunal’s decision, the Revenue filed an appeal before the Delhi High Court.
Issues Involved
1.
Whether
grossing up under Section 195A could be applied when advance tax was paid by
the employee and not by the employer.
2.
Whether
tax paid by the employer on behalf of the employee amounting to Rs. 1,68,104/-
constituted a non-monetary perquisite.
3.
Whether
the Assessing Officer was justified in grossing up the tax liability without
recording reasons or identifying the tax allegedly borne by the employer.
Petitioner’s Arguments (Revenue)
• The Tribunal should
have remanded the matter to the Assessing Officer for examining the reasons behind
the grossing up exercise.
• The deletion of
grossing up by the CIT(A) and ITAT was not justified.
• The Revenue sought
restoration of the addition made under Section 195A.
Respondent’s Arguments
(Assessee)
• The advance tax
considered for grossing up had actually been paid by the assessee himself and
not by the employer.
• Section 195A becomes
applicable only when tax on income is borne by the employer or payer.
• The Assessing Officer
failed to provide any basis, reasoning, or factual finding for applying
grossing up.
• The employer-paid tax
of Rs. 1,68,104/- was a non-monetary perquisite and therefore not liable to
treatment adopted by the Assessing Officer.
Court Findings
The Delhi High Court
observed that Section 195A permits grossing up only when the tax chargeable on
income is borne by the employer or payer.
The Court noted that
although the Assessing Officer grossed up the tax liability, he failed to
explain the basis of such computation. No finding was recorded identifying any
tax liability borne by the employer apart from the amount already considered.
The assessee had
specifically demonstrated before the appellate authorities that the advance tax
had been paid by him personally. This factual assertion was never disputed by
the Department.
The Court held that the
only possible inference was that the grossing up had been done on the
assumption that advance tax was paid by the employer. Since the advance tax was
actually paid by the employee, the very foundation of grossing up disappeared.
The Court further
observed that the Tribunal had correctly upheld the deletion of grossing up
because the statutory condition prescribed under Section 195A was not
satisfied.
With regard to the
addition of Rs. 1,68,104/-, the Court noted that the tax effect involved was
below Rs. 4 lakh and therefore declined to entertain the appeal on that issue.
Important Clarification
• Grossing up under
Section 195A can be undertaken only where the tax liability is borne by the
employer or payer.
• If advance tax is
paid by the employee himself, such payment cannot be used as a basis for
grossing up under Section 195A.
• The Assessing Officer
must record clear reasons and factual findings before invoking Section 195A.
• Unsupported grossing
up calculations without identifying tax borne by the employer are unsustainable
in law.
• Where the Department
does not dispute the factual finding that tax was paid by the employee,
grossing up cannot survive.
Court Order
The Delhi High Court
dismissed the Revenue’s appeal.
The Court held that no
substantial question of law arose regarding the deletion of grossing up under
Section 195A because the advance tax had been paid by the employee and not by
the employer.
The challenge relating
to the addition of Rs. 1,68,104/- was also not entertained due to the low tax
effect involved.
Relevant Sections Involved
• Section 195A of the
Income Tax Act, 1961 – Grossing up of income where tax is borne by payer
• Section 17 of the Income Tax Act, 1961 – Perquisites
• Provisions relating to salary taxation and employer-paid taxes
Link to download the order -
https://delhihighcourt.nic.in/app/case_number_pdf/2009:DHC:4408-DB/SID22102009ITA9202009.pdf
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