Facts of the Case
Galileo International Inc., a company incorporated
in the United States and a tax resident of the USA, operated a global
Computerized Reservation System (CRS) providing electronic reservation and
booking services for airlines, hotels, tour operators, and other travel-related
entities.
The CRS system collected, processed, stored, and
disseminated information relating to flight schedules, seat availability,
fares, hotel room availability, and booking functions. In India, the company
operated through InterGlobe Enterprises Limited under a Distribution Agreement.
Under the business model:
- Participating airlines paid Galileo approximately Euro 3 per
booking.
- Galileo paid InterGlobe approximately Euro 1 per booking for
services rendered in India.
- Computer terminals and connectivity infrastructure were installed
at travel agents' premises in India.
- Booking requests originated in India but substantial processing and
database management functions were carried out through host computers
located in Denver, USA.
The Assessing Officer and CIT(A) held that a
portion of the income was taxable in India. The Income Tax Appellate Tribunal
partly accepted the Revenue's position regarding taxability but ultimately held
that after considering commission payments to the Indian agent, no further
income remained taxable in India. The Revenue appealed before the Delhi High
Court.
Issues Involved
- Whether Galileo International Inc. had income chargeable to tax in
India under Section 5(2) of the Income-tax Act, 1961.
- Whether the assessee had a business connection in India under
Section 9(1)(i) of the Income-tax Act, 1961.
- Whether the assessee had a Permanent Establishment (PE) in India
under the India–USA DTAA.
- What portion of the income could be attributed to operations
carried out in India.
- Whether any further taxable profits remained in India after
considering the commission paid to the Indian agent, InterGlobe.
- Whether interest under Sections 234A and 234B was leviable.
Petitioner’s (Revenue’s) Arguments
The Director of Income Tax contended that:
- The Tribunal committed an error in attributing 15% of the revenue
to Indian operations.
- Under the DTAA and CBDT Circular No. 23 dated 23.07.1969, the
correct approach should be attribution of profits and not attribution of
revenue.
- The Tribunal incorrectly reduced the commission paid to InterGlobe
while computing taxable income.
- The conditions prescribed in Paragraph 6(c) of CBDT Circular No. 23
were not satisfied.
- The assessee's activities in India were not wholly channelized
through its Indian agent, and therefore the benefit of the Circular could
not be extended.
- Consequently, taxable profits attributable to Indian operations
should have been assessed in India.
Respondent’s (Assessee’s) Arguments
Galileo International Inc. argued that:
- Most revenue-generating activities, including operation and
maintenance of the CRS host computer, database processing, software
development, and system management, were carried out outside India.
- The activities undertaken in India were limited to booking
facilitation through connected terminals.
- The Tribunal had correctly determined that only a minor portion of
operations occurred in India.
- InterGlobe was the sole Indian agent and was adequately compensated
through commission payments.
- Once the commission paid to InterGlobe exceeded the profits
attributable to Indian activities, no further income could be taxed in
India.
- The Tribunal correctly applied CBDT Circular No. 23 and the
principles laid down by the Supreme Court in Morgan Stanley & Co. and
other judicial precedents.
Court Findings
The Delhi High Court upheld the Tribunal's decision
and made the following important findings:
1. Business
Connection in India Existed
The Court accepted the Tribunal's finding that
Galileo had a business connection in India under Section 9(1)(i) because the
booking activities carried out through Indian travel agents contributed to the
generation of revenue.
2. Permanent
Establishment (PE) Existed in India
The Court noted that:
- CRS equipment and computer terminals installed at subscriber
locations in India formed part of the overall CRS network.
- Galileo exercised substantial control over those systems.
- The arrangement constituted a fixed place PE in India.
3. Only
Limited Operations Were Conducted in India
The Court observed that:
- Major functions, including database processing, storage, software
management, and reservation system operations, were performed outside
India.
- Indian operations were restricted mainly to transmitting booking
requests and receiving responses.
- The principal infrastructure and risk-bearing functions were
located in the USA.
4.
Attribution of 15% Revenue Was Reasonable
The Tribunal's determination that only 15% of
booking-related revenue could reasonably be attributed to Indian operations was
based on:
- Functions performed,
- Assets employed, and
- Risks assumed in India vis-à-vis outside India.
The Court found no legal infirmity in this factual
determination.
5. No
Further Profits Were Taxable in India
The Court agreed with the Tribunal that:
- Revenue attributable to Indian operations amounted to approximately
Euro 0.45 per booking (15% of Euro 3).
- InterGlobe was paid Euro 1 commission per booking.
- Since the commission exceeded the attributable profits, no
additional taxable income remained in India.
6. CBDT
Circular No. 23 Applied
The Court held that the Tribunal correctly relied
upon CBDT Circular No. 23 and the Supreme Court's decision in Morgan Stanley.
Once the Indian agent was adequately compensated
and the commission fully represented the value of services rendered, no further
profits were attributable to the PE in India.
Court Order
The Delhi High Court held that no substantial
question of law arose for consideration.
Accordingly:
All appeals filed by the Director of Income Tax
were dismissed in limine, and the order of the Income Tax Appellate Tribunal
was affirmed.
Important Clarifications
- Mere existence of a business connection or PE does not
automatically result in taxation of the entire income.
- Only profits attributable to activities carried out in India can be
taxed.
- Adequate arm's length remuneration paid to the Indian agent may
exhaust the profits attributable to Indian operations.
Significance
for Digital and Technology Businesses
The decision is significant for:
- CRS operators,
- Online reservation platforms,
- Digital distribution networks,
- Global technology service providers,
- Foreign enterprises operating through Indian agents.
It emphasizes the distinction between revenue
attribution and profit attribution and reinforces the principle that only
profits attributable to Indian functions, assets, and risks are taxable in
India.
Reliance on
Supreme Court Jurisprudence
The Court relied upon:
- Morgan Stanley & Co. (SC)
- Hukam Chand Mills Ltd. (SC)
to affirm that attribution of profits is largely a
factual exercise based on functions performed, assets used, and risks assumed.
Sections Involved
Income-tax
Act, 1961
- Section 5(2) – Scope of total income of a non-resident
- Section 9(1)(i) – Income deemed to accrue or arise in India through
business connection
- Section 234A – Interest for default in furnishing return
- Section 234B – Interest for default in payment of advance tax
Double
Taxation Avoidance Agreement (India–USA DTAA)
- Article 5 – Permanent Establishment
CBDT
Circular
- CBDT Circular No. 23 dated 23 July 1969
Judicial
Precedents Referred
- Morgan Stanley & Co. v. DIT (292 ITR 406) (SC)
- Hukam Chand Mills Ltd. v. Commissioner of Income Tax (103 ITR 548) (SC)
Link to Download the Order
https://delhihighcourt.nic.in/app/case_number_pdf/2009:DHC:9725-DB/AKS25022009ITA8592008_163919.pdf
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