Facts of the Case
- This
batch of interconnected writ petitions arises out of a common
administrative order dated October 13, 2008, passed by the Deputy
Commissioner of Income-tax, Central Circle-13, New Delhi.
- The
impugned order was issued under the color of Section 281-B of the
Income-tax Act, 1961, effectively placing various movable and immovable
properties of the petitioners under provisional attachment for a period of
six months.
- The
underlying basis for the attachment was the pendency of high-value
assessment blocks under Section 153-A of the Act for the Assessment
Years (AY) 2000-01 to 2006-07.
- The
Revenue indicated that investigative data and information gathered in the
case pointed toward a massive tax demand likely to be created upon the
formal conclusion of the assessments, for which the absolute limitation
deadline was December 31, 2008.
Issues Involved
- Whether
a provisional attachment order under Section 281-B is legally sustainable
if the core block assessment proceedings under Section 153-A are
fundamentally challenged as time-barred.
- Whether
Section 153-A proceedings can be legally deemed "pending" to
justify a provisional attachment under Section 281-B against specific
corporate entities (ALM Exports, ALM Infotech City Pvt. Ltd, ALM Global
Finlease Limited, and Rendezvous Commercial Mall Private Limited) where no
actual physical search operations were conducted.
- How
to balance the statutory authority of the Revenue department to protect
public funds with the constitutional property rights and day-to-day
operational business requirements of the assessees.
Petitioner’s Arguments
- Jurisdictional
Limitation Defect: The learned Senior Counsel for the
petitioners forcefully argued that the underlying assessment proceedings
under Section 153-A were itself barred by time limitation. This
jurisdictional objection was raised directly before the Assessing Officer
(AO), who failed to adjudicate upon it before resorting to asset
attachment.
- Absence
of Pre-requisite Search: For four specific assessees
(ALM Exports, ALM Infotech City Pvt. Ltd., ALM Global Finlease Limited,
and Rendezvous Commercial Mall Private Limited), it was pointed out that
no physical search was ever executed. In the absence of a search,
assessment proceedings under Section 153-A cannot legally exist or be
deemed "pending in law," vitiating any attachment under Section
281-B.
- Attachment
of Non-Owned Asset: The petitioners brought to light that
the property listed at Serial No. 1 of the attachment order did not belong
to any of the petitioners, making its attachment entirely bad in law.
- Alternative
Protection Offered: To display bona fides and protect the
interest of public revenue, the petitioners offered structured conditional
undertakings promising not to transfer, alienate, encumber, or part with
the possession of core immovable properties (S. Nos. 2, 3, 4, and 5) if
their business bank accounts were allowed to operate for standard
commercial survival.
Respondent’s (Revenue) Arguments
- The
Revenue, represented by its standing counsel, strongly defended the common
provisional order of the Deputy Commissioner of Income-tax passed on
October 13, 2008.
- The
primary contention was that Section 281-B provides temporary protective
powers to the department to secure the recovery of public money during the
pendency of complex tax assessments.
- The
department highlighted that a massive tax demand was anticipated to emerge
upon completion of the assessment blocks. Since the absolute limitation
deadline for finishing these assessments was fast approaching on December
31, 2008, immediate provisional attachment was necessary to prevent the
dilution or shifting of assets.
Court Order / Findings
The Division Bench of the High Court of Delhi modified the
impugned attachment order to balance business continuity with revenue
protection, directing as follows:
- Exclusion
of Serial No. 1 Property: Since the asset listed at
Serial No. 1 did not belong to the petitioners, the Court refrained from
passing any binding attachment orders in its respect.
- Strict
Undertaking on Core Immovable Properties: For
properties at Serial Nos. 2, 3, 4, and 5, the Court accepted the
petitioners' proposal and directed them to file a formal undertaking
within a week. They were restrained from transferring, alienating,
creating third-party interests, or creating charges/encumbrances on these
assets.
- Conditional
Unfreezing of Bank Accounts: The Court ordered that the
frozen bank accounts listed at Serial Nos. 1 to 16 shall be operated
smoothly by the petitioners, but strictly for the sole purpose of running
their ordinary course of business.
- Mandatory
Record Keeping & Timeline: The petitioners were
ordered to maintain complete, unvarnished records of all transactions
passing through these accounts. The Court directed that these modified
instructions shall remain strictly operational until 10 days after the
final passing of the assessment order, following which the writ
petitions were disposed of.
Important
Clarification
The Hon'ble Delhi High Court laid down a vital legal
clarification on the operational scope of emergency attachments:
"It is obvious that the provisional
attachment order operates only in respect of the assessees and their shares in
the movable and immovable assets indicated in the impugned order." This
clarifies that the Revenue cannot stretch the scope of Section 281-B to target
joint properties or properties where the concerned assessees hold no lawful
title or share.
Section Involved
- Primary
Statutory Provision: Section 281-B of the Income-tax
Act, 1961 (Provisional attachment to protect revenue in certain cases).
- Interlinked Statutory Provision: Section 153-A of the Income-tax Act, 1961 (Assessment in case of search or requisition).
Link to download the order - https://delhihighcourt.nic.in/app/case_number_pdf/2008:DHC:5869-DB/BDA24102008CW76102008_172641.pdf
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