Facts of the Case
The Revenue challenged the order dated 12 June 2003 passed
by the Income Tax Appellate Tribunal relating to Assessment Year 1992-93. The
dispute concerned the assessee’s claim for deduction under Section 80HHC of the
Income Tax Act.
The assessee was engaged primarily in the export of goods as
a trading activity. Apart from export income, it also earned income from
dividends, foreign profits, miscellaneous receipts, local sales, and its hotel
division. The export turnover was approximately Rs. 39 crore, while local sales
from trading activity amounted to only about Rs. 5,000, making export turnover
approximately 99.98% of the total trading turnover.
The assessee contended that it maintained separate books of
account for export activities and separate records for direct and indirect
costs attributable to export and other activities.
Issues Involved
- Whether
the assessee was entitled to deduction under Section 80HHC as claimed.
- Whether
direct and indirect expenses had been correctly allocated between export
activities and other activities.
- Whether
the Tribunal was justified in remanding the matter to the Assessing
Officer for verification of separate books of account and recalculation of
deduction under Section 80HHC.
Petitioner’s Arguments
The Revenue contended that the Assessing Officer had
correctly found that the direct and indirect costs attributed to local sales
were disproportionately high.
According to the Assessing Officer, the assessee had loaded
indirect expenses relating to the export business onto the local sales segment
in order to inflate export profits and thereby claim a higher deduction under
Section 80HHC.
On this basis, the Assessing Officer disallowed the
deduction claimed under Section 80HHC. The Revenue challenged the Tribunal’s
decision to set aside the assessment and remand the matter for fresh
examination.
Respondent’s Arguments
The assessee argued that it maintained separate books of
account for export operations and separate records identifying direct and
indirect costs attributable to export activities.
It was submitted that where separate books were maintained,
only those expenses actually attributable to export business could be
considered while computing the deduction under Section 80HHC.
The assessee further maintained that the allocation adopted
by the Assessing Officer did not properly reflect the actual expenses
attributable to export operations.
Court Order and Findings
The Tribunal had considered the entire factual matrix and
accepted the possibility that the assessee maintained separate books of account
for its export business. It held that if separate books existed, only the
expenses attributable to export activities should be considered for determining
direct and indirect costs while computing deduction under Section 80HHC.
The Tribunal further observed that if separate books were
not maintained, expenses would have to be apportioned in the same ratio as
export turnover.
Since the factual position regarding maintenance of separate
books was not clear, the Tribunal set aside the order and remanded the matter
to the Assessing Officer for verification and fresh determination in accordance
with Section 80HHC.
The Delhi High Court held that the Tribunal’s approach was
entirely justified. The Assessing Officer was first required to determine
whether separate books of account were maintained and thereafter apply the law
accordingly. The Court observed that the Assessing Officer would evaluate the
books and determine the expenditure, both direct and indirect, attributable to
export activities.
The Court concluded that no substantial question of law
arose from the Tribunal’s order and therefore dismissed the Revenue’s appeal.
Important Clarification
The judgment clarifies that for computation of deduction
under Section 80HHC:
- Where
separate books of account for export business are maintained, only
expenses attributable to export activities should be considered.
- Where
separate books are not maintained, allocation of expenses may be made on a
proportionate basis linked to export turnover.
- Verification
of factual records is essential before determining the admissible
deduction under Section 80HHC.
- A
remand directing factual verification by the Assessing Officer does not
ordinarily give rise to a substantial question of law.
Sections Involved
- Section 80HHC of the Income Tax Act, 1961 – Deduction in respect of profits derived from export business.
Link to Download the Order-https://delhihighcourt.nic.in/app/case_number_pdf/2006:DHC:24378-DB/MBL07092006ITA2102005_142822.pdf
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