Facts of the Case
The petitioner had approached the Income Tax
Settlement Commission under Chapter XIX-A of the Income-tax Act, 1961 seeking
settlement of tax liabilities. The Settlement Commission, after following the
prescribed procedure under Section 245D, passed a final settlement order under
Section 245D(4) around 13.05.1998.
One of the terms of settlement included waiver of
interest under Sections 234A, 234B and 234C of the Act. Subsequently, after the
Supreme Court’s judgment in CIT v. Anjum M.H. Ghaswala holding that
mandatory statutory interest could not be waived by the Settlement Commission,
the Revenue moved applications before the Settlement Commission seeking
rectification of the earlier settlement orders under Section 245F read with
Section 154 of the Act.
The Settlement Commission entertained the
applications and passed orders modifying its earlier settlement orders by
directing levy of statutory interest. Aggrieved by these rectification orders,
the petitioner challenged the same before the Delhi High Court.
Issues Involved
- Whether an order passed by the Settlement Commission under Section
245D(4) is final and conclusive under Section 245-I of the Income-tax Act,
1961.
- Whether the Settlement Commission can invoke powers under Section
154 of the Act to rectify or review its concluded settlement order.
- Whether a subsequent judicial pronouncement can be used to reopen a
final settlement order passed years earlier.
- Whether the Settlement Commission becomes functus officio
after passing a settlement order under Section 245D(4).
Petitioner’s Arguments
The petitioner contended that:
- Section 245-I expressly declares that every order passed under
Section 245D(4) is conclusive regarding matters stated therein.
- The statute specifically bars reopening of matters covered by a
settlement order in any proceeding under the Act or under any other law.
- The Settlement Commission has no power of review and cannot reopen
concluded proceedings.
- Once the settlement order was passed in 1998, the Settlement
Commission became functus officio and ceased to have jurisdiction
over the matter.
- The subsequent judgment of the Supreme Court in Anjum M.H.
Ghaswala could not be used to unsettle final orders accepted by all
parties.
- Chapter XIX-A is a self-contained code governing settlement proceedings
and provides only limited situations in which a settlement can be
disturbed, such as fraud or misrepresentation.
Respondent’s Arguments
The Revenue argued that:
- The Settlement Commission possesses powers of an Income-tax
Authority under Section 245F.
- Since Income-tax Authorities can rectify mistakes apparent from the
record under Section 154, the Settlement Commission could also exercise
similar powers.
- The waiver of mandatory interest under Sections 234A, 234B and 234C
was contrary to law in view of the Supreme Court’s judgment in Anjum
M.H. Ghaswala.
- The earlier settlement orders suffered from a mistake apparent from
the record and therefore required rectification.
- The rectification orders merely corrected an obvious legal error
and did not amount to an impermissible review.
Court Findings / Order
The Delhi High Court allowed the writ petitions and
quashed the rectification orders passed by the Settlement Commission.
The Court held:
1.
Settlement Orders Under Section 245D(4) Are Final and Conclusive
The Court observed that Section 245-I specifically
provides that every order of settlement passed under Section 245D(4) shall be
conclusive as to matters stated therein and no matter covered by such order can
be reopened in any proceeding under the Act or under any other law.
2. Chapter
XIX-A Is a Complete Code
The Court held that the settlement provisions
constitute a separate and self-contained code. The Settlement Commission can
exercise only those powers expressly conferred by Chapter XIX-A.
3.
Settlement Commission Becomes Functus Officio
After passing an order under Section 245D(4), the
Settlement Commission becomes functus officio. It cannot thereafter
reopen, review, revise or rectify the settlement except in situations
specifically provided in the Chapter.
4. Section
154 Cannot Be Invoked
The Court rejected the Revenue’s argument that
Section 154 could be used by the Settlement Commission after passing a final
settlement order.
It held that once the order becomes final under
Section 245-I, the Commission ceases to have authority to reopen the matter
through rectification proceedings.
5.
Subsequent Change in Legal Position Does Not Reopen Final Settlements
The Court emphasized that even if a later judgment
declares the legal position differently, final settlements already accepted and
concluded cannot be disturbed through rectification proceedings.
6. Only
Statutory Exceptions Apply
The Court noted that Chapter XIX-A itself contains
limited provisions permitting interference with settlement orders, such as
cases involving fraud or misrepresentation. Outside those specific situations,
reopening is prohibited.
Final
Direction
The Delhi High Court quashed and set aside the
orders passed by the Settlement Commission under Section 154 seeking to levy
interest after the settlement had attained finality.
Important Clarification
The judgment clarifies that:
- A Settlement Commission order under Section 245D(4) attains
statutory finality under Section 245-I.
- The Settlement Commission has no inherent power of review.
- Section 154 cannot be used to reopen or modify a concluded
settlement order.
- The Commission becomes functus officio after passing a final
settlement order.
- A subsequent Supreme Court judgment cannot be invoked to disturb
completed settlements accepted by parties.
- Settlement orders can be interfered with only in the manner
specifically permitted under Chapter XIX-A, such as fraud or
misrepresentation.
Sections Involved
Income-tax
Act, 1961
- Section 154 – Rectification of mistakes
apparent from the record
- Section 234A – Interest for default in
furnishing return
- Section 234B – Interest for default in
payment of advance tax
- Section 234C – Interest for deferment of
advance tax
- Section 245A – Definitions relating to
settlement proceedings
- Section 245C – Application for
settlement
- Section 245D – Procedure on receipt of
settlement application
- Section 245D(4) – Final order of settlement
- Section 245D(6) – Terms of settlement
- Section 245E – Reopening of completed
proceedings
- Section 245F – Powers and procedure of
Settlement Commission
- Section 245H – Grant of immunity
- Section 245-I – Finality and
conclusiveness of settlement orders
Link to Download the Order:
https://delhihighcourt.nic.in/app/case_number_pdf/2004:DHC:21002/BDA13042004CW33592003_113621.pdf
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